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Master Internal Control Design and Build Your Expertise in the COSO Framework

 

Enhance your professional knowledge of internal controls with the Testing the Design Effectiveness of Internal Controls – In-Person CPE Training Event. This hands-on program is tailored for auditors, risk managers, compliance professionals, and finance experts who aim to strengthen SOX compliance, refine control frameworks, and ensure governance excellence. Earn 4 NASBA-approved CPE credits while gaining actionable tools and strategies to evaluate and design effective internal controls that protect assets, improve financial reporting, and align with organizational goals.

 

Why Attend?

  • Earn 4 CPE Credits - Add recognized Continuing Professional Education (CPE) credits to your qualifications to advance your career.

  • Master Internal Control Design - Learn to identify, assess, and refine internal control designs for operational efficiency and regulatory compliance.

  • Strengthen SOX Compliance - Gain insight into designing controls that align with Sarbanes-Oxley (SOX) requirements, ensuring governance transparency and accuracy in financial reporting.

  • Leverage the COSO Framework - Build expertise in the globally recognized COSO Internal Control Framework, incorporating its principles into your organization.

  • Enhance Risk Management Strategies - Learn to integrate effective risk identification, assessment, and mitigation into your control processes.

 

Course Highlights

This comprehensive course delivers in-depth guidance on designing and testing the effectiveness of internal controls, encompassing these key focus areas:

  • COSO Framework Expertise - Gain a strong grasp of the COSO Framework’s principles and components to design effective controls aligned with business objectives.

  • Control Design Effectiveness Testing - Learn how to evaluate controls at entity, financial process, and IT levels, preparing them for operational testing.

  • SOX Compliance Excellence - Understand methods to build and test controls that meet or exceed SOX standards for financial and operational integrity.

  • Integrating Technology and Data Analytics - Discover how to incorporate modern technologies to streamline control evaluations and enhance effectiveness.

  • Actionable Risk Mitigation Strategies - Explore methods to identify weak points in controls and implement practical remediation strategies to address risks.

 

Learning Objectives

Participants will develop essential skills and knowledge to improve governance and safeguard organizational assets. By the end of this training, you’ll learn to:

  • Apply the COSO Framework in Internal Control Design - Use recognized frameworks to ensure process alignment with organizational goals and compliance requirements.

  • Evaluate Entity- and Process-Level Control Designs - Identify deficiencies and enhance control designs to strengthen risk management.

  • Align with SOX Compliance Standards - Employ advanced techniques for testing and aligning internal controls with SOX requirements.

  • Leverage Technology in Control Testing - Use tools and data analytics to enhance the design and monitoring of internal controls.

  • Translate Findings into Actionable Recommendations - Develop risk mitigation plans that improve governance and support strategic objectives.

 

Key Agenda Topics

This interactive event delivers a structured approach to enhancing design effectiveness in internal controls through key sessions, including:

 

Session 1 – Introduction to Internal Control Design and the COSO Framework

  • Key principles of the COSO Framework.
  • Real-world application of internal control frameworks.

Session 2 – Design Testing for Entity-Level Controls

  • Assessing adequacy and design deficiencies.
  • Reinforcing governance through effective controls.

Session 3 – Strengthening Financial Transaction Controls

  • Key control points within major transaction cycles (e.g., payroll and revenue).
  • Aligning transaction controls with reporting accuracy and SOX compliance.

Session 4 – IT General Controls and Technology Innovation

  • Integration of IT controls in mitigating technological risks.
  • Leveraging modern solutions like data analytics for comprehensive evaluations.

Session 5 – Actionable Recommendations and Risk Remediation

  • Turning findings into practical strategies for control improvement.
  • Tools to strengthen organizational governance and accountability.

 

Event Details

  • Format: Interactive, live group sessions led by experienced experts.
  • When: Wednesdays, 8:45 a.m. – 12 p.m. CST.
  • Duration: 4 Hours.
  • Cost: $420 per participant.
  • Private Training: Flexible dates available for teams of two or more.

 

Who Should Attend?

This training is perfect for professionals involved in designing, evaluating, or overseeing internal controls, such as:

  • Internal Auditors and Audit Staff focused on enhancing control assessment processes.
  • Compliance Officers managing governance and regulatory adherence under SOX.
  • Risk Management Specialists addressing control weaknesses and vulnerabilities.
  • Finance Professionals ensuring accurate reporting and safeguarding critical assets.

 

Why Internal Controls and Design Effectiveness Matter

Effective internal control design forms the backbone of compliance, financial accuracy, and operational integrity. They minimize risks, prevent fraud, and support organizational stability by ensuring processes align with goals and regulations. By mastering control evaluation and testing, your team becomes equipped to address weaknesses, improve efficiency, and drive operational success.

 

The Testing the Design Effectiveness of Internal Controls – CPE Training Event prepares you with the expertise to lead improvements in internal controls, from conceptual design to real-world application. Strengthen processes, ensure compliance, and advance your professional skills by joining this critical training.

 

Register Today

Don’t miss this opportunity to elevate your career and support your organization’s success. Earn 4 CPE credits while mastering tools and strategies to design and evaluate internal controls effectively.

 

Secure your spot now and take your expertise in internal control frameworks and compliance to the next level!

Testing the Design Effectiveness of Internal Controls - In-Person

$420.00Price
  • Being offered on Wednesdays from 8:45 a.m. to 12:00 noon

    We can schedule private courses on internal audit on your timetable for two or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Basic

    Prerequisites: None

    Advance Preparation: None

    Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)

    NASBA Field(s) of Study: Auditing

    CPE Credits: 4, based on 50 minutes of instruction per hour

In the event you haven't seen an email from johnb@cseminars.com confirming your registration in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

Contact Us

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Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366davem@cseminars.com) and/ or John Blackshire (479-200-4373johnb@cseminars.com)

 

At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

Explore our CPE event offerings and sign up for your first CPE training event today!

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