The Internal Auditing in the Banking Industry in-person CPE training program is designed to provide participants with a comprehensive understanding of internal auditing practices within the banking industry. The program is suitable for individuals who are involved in internal auditing, risk management, compliance, and other related areas.
The training program is delivered through a combination of lectures, case studies, and interactive exercises. It covers a wide range of topics, including:
Introduction to Internal Auditing in the Banking Industry: This section provides an overview of the role of internal auditing in the banking industry, its importance, and its objectives.
The Regulatory Environment: This section covers the regulatory environment within which banks operate, including the roles of regulatory bodies such as the Federal Reserve, OCC, and FDIC.
Risk Assessment: This section covers the risk assessment process used in internal auditing, including risk identification, risk assessment, and risk response.
Audit Planning and Execution: This section covers the steps involved in audit planning and execution, including audit scope, audit objectives, audit procedures, and audit reporting.
Fraud Detection and Prevention: This section covers the importance of fraud detection and prevention within the banking industry, and the role of internal auditing in this process.
Emerging Trends and Best Practices: This section covers emerging trends in internal auditing, including the use of data analytics, and best practices for improving internal auditing processes.
The Internal Auditing in the Banking Industry CPE training program is highly interactive. It is designed to provide participants with practical knowledge and skills that can be immediately applied to their work. Upon completion of the program, participants will have a solid understanding of internal auditing practices within the banking industry. They will be able to effectively perform internal audits in their banking organization
Each attendee will receive 16 Auditing CPE Hours (YB). A certificate of completion will be provided.
Internal Auditing in the Banking Industry - In-Person
The sessions will be as follows:
Thursday – 9:00 a.m. to 5:00 p.m.
Friday - 9:00 a.m. to 5:00 p.m.
We can schedule private virtual events on your timetable for three or more attendees.