Welcome to our immersive In-Person CPE event: "Internal Auditing in the Banking Industry". This internal auditor training course is specifically curated for those who are passionate about delving into the nuances of internal auditing within the dynamic world of banking and credit unions.
In this engaging learning experience, we'll take a deep dive into the vital aspects of internal auditing in a banking or credit union organization. You'll gain an in-depth understanding of its key components, their intricate interconnections, and how they work together to create an effective internal audit function. Our instructors have years of experience in providing internal auditor training in the banking industry.
But we don't just stop at the theoretical - we bring the principles to life with real-world examples and case studies, showing you how these concepts can be practically applied in diverse banking contexts. Whether you're an auditor looking to expand your skill set, or a banking professional aiming to fine-tune your audit skills, this internal audit training course offers a wealth of insights and actionable knowledge.
By the time you complete this internal audit training event, you'll have a comprehensive understanding of internal auditing in the banking industry, empowering you to manage it effectively within your organization and ensure compliance with industry standards.
Each attendee will receive 16 Auditing CPE Event Hours (YB). A certificate of completion will be provided after this internal audit training event.
So why wait? Join us for this enlightening CPE event and take a significant step towards mastering internal auditing in the banking industry. Let's embark on this enriching CPE educational journey together!

Internal Auditing in the Banking Industry - In-Person

Name: Internal Auditing in the Banking Industry - In-Person
Brand: Banking-Industry

$1,440.00

Event Start Date:

Primary Attendee: (optional)

Quantity

The sessions will be as follows:

Thursday – 9:00 a.m. to 5:00 p.m.

Friday - 9:00 a.m. to 5:00 p.m.

We can schedule private courses on internal audit on your timetable for two or more attendees.

NASBA Program Disclosure

Program Level of Understanding: Intermediate

Prerequisites: None

Advance Preparation: None

Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)

NASBA Field(s) of Study: Auditing

CPE Credits: 16, based on 50 minutes of instruction per hour
This CPE training event is an excellent opportunity for internal audit professionals in the financial industry to earn CPE credits while expanding their knowledge and skills. The training event offers 16 CPE credits.

Internal auditors in the banking industry need to build a strong background in accounting, finance, and banking operations. Their audit work is focused on risk management, compliance and regulatory requirements, and internal control systems.

The training event covers a wide range of topics, including the regulatory environment, auditing standards, risk assessment, audit planning and execution, fraud detection and prevention, and emerging trends and best practices. The sessions are led by experienced banking industry professionals and provide real-world examples to illustrate key concepts.

Overall, the CPE training event is an excellent opportunity for professionals in the financial industry to earn CPE credits while expanding their knowledge and skills in internal auditing practices within the banking industry.

CCS is your special source for internal audit course and IT audit training both in-person and via webinars.
Improve the effectiveness of attendees by:

Building a comprehensive understanding the banking industry and the role of internal audit within it.

Understanding an overview the purpose and scope of internal auditing in financial institutions.

Reviewing the functional areas with an banking entity operations.

Overviewing the current compliance and regulatory issues

Expanding the attendee's knowledge of risk assessment and internal control systems within the banking industry

Enhancing the use of effective communication skills and the professionalism of the attendee.
Introductions

Session 1: Introduction to Internal Auditing in the Banking Industry

Importance of internal auditing in the banking industry

Objectives of internal auditingTypes of audits in the banking industry

Differences between internal and external auditing

Session 2: The Regulatory Environment

Overview of regulatory bodies in the banking industry

Roles of regulatory bodies such as the Federal Reserve, OCC, NCAU, State Regulators and FDIC

Regulatory requirements for internal auditing in the banking industry

Session 3: Auditing Standards

Overview of auditing standards in the banking industry

Standards established by the Institute of Internal Auditors (IIA)

Federal Financial Institutions Examination Council (FFIEC) guidance

Session 4: Risk Assessment

Importance of risk assessment in internal auditing

Risk identification

Risk assessment

Risk response

Session 5: Audit Planning and Execution

Steps involved in audit planning

Audit scope and objectives

Audit procedures

Audit reporting

Session 6: Fraud Detection and Prevention

Importance of fraud detection and prevention in the banking industry

Types of fraud

Fraud risk assessment

Fraud detection and prevention techniques

Session 7: Emerging Trends and Best Practices

Emerging trends in internal auditing in the banking industry

Use of data analytics in internal auditing

Best practices for improving internal auditing processes

Session 8: Summary and Wrap-Up

Recap of Internal Auditing in the Insurance Industry

Your Keys to Success!
This CPE training event is designed to provide participants with a comprehensive overview of internal auditing practices within the banking industry. The training event covers a wide range of topics, including the regulatory environment, auditing standards, risk assessment, audit planning and execution, fraud detection and prevention, and emerging trends and best practices.

Participants will learn about the role of internal auditing in the banking industry, its importance, and its objectives. They will also learn about the regulatory environment within which banks operate, including the roles of regulatory bodies such as the Federal Reserve, OCC, NACU and FDIC.

The training event will cover auditing standards that apply to the banking industry, including those established by the Institute of Internal Auditors (IIA) and the FFIEC. Participants will also learn about the risk assessment process used in internal auditing, including risk identification, risk assessment, and risk response.

The training event will cover the steps involved in audit planning and execution, including audit scope, audit objectives, audit procedures, and audit reporting. Participants will also learn about the importance of fraud detection and prevention within the banking industry, and the role of internal audit in this process.

Finally, the training event will cover emerging trends in internal auditing, including the use of data analytics, and best practices for improving internal auditing processes.

Overall, the CPE training event provides a comprehensive overview of internal auditing practices within the banking industry. It is designed to equip participants with practical knowledge and skills that can be immediately applied to their work.

Internal Auditing in the Banking Industry - In-Person

Details on Event Presentation

CPE Event Highlights

Learning Objectives

Key Issues on the Agenda

Summary of the Subject Matter

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