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Discover the latest insights into PCAOB Enforcement Actions of 2023 during this informative 2-hour CPE audit event.


In the current year, twenty-one PCAOB registered firms have collectively faced over $14.5 million in fines from both the PCAOB and SEC due to a range of improper behaviors, including violations in:

  • Quality Control
  • Audit Standards
  • Independence
  • Professional Skepticism
  • Audit Documentation Integrity
  • Rule Violations
  • Engagement with Unregistered Firms
  • Communication with Audit Committees
  • Failure to Disclose Required Information


This comprehensive event offers participants an in-depth overview of the PCAOB's regulatory activities thus far in 2023. The focus will be on dissecting the specific shortcomings observed in renowned firms like Marcum, Friedman LLP, Blue & Company, AJ Robbins CPA, Turner, Stone & Company, Ciro E. Adams CPA, BPM LLP, and CohnReznick LLP.


Our analysis delves into Inspection Reports, Orders Instituting Disciplinary Proceedings, Findings, Sanctions, and associated press releases for all twenty-one instances of non-compliance with PCAOB Auditing Standards and Rules.


Attendees in this PCAOB auditing standard CPE event will earn 2 CPE Event Hours (YB) and receive a certificate of completion as a testament to your professional development.


Don't miss this opportunity to enhance your understanding of the PCAOB and how to interact with this Federal regulator. Register now to equip yourself with the necessary skills for successful external auditing in the dynamic regulatory landscape.

PCAOB: Dealing with the Regulator

  • Offered every six weeks on Wednesdays at 1:00 p.m. to 3:00 p.m. Central Time in two CPE-Credit event.

    We can schedule private events on your timetable for two or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Basic

    Prerequisites: None

    Advance Preparation: None

    Delivery Format: Group Internet Based

    NASBA Field(s) of Study: Auditing

    CPE Credits: 2, based on 50 minutes of instruction per hour

In the event you haven't seen an email from confirming your registration land in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

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