Discover the latest insights into PCAOB Enforcement Actions of 2023 during this informative 2-hour CPE audit event.
In the current year, twenty-one PCAOB registered firms have collectively faced over $14.5 million in fines from both the PCAOB and SEC due to a range of improper behaviors, including violations in:
- Quality Control
- Audit Standards
- Professional Skepticism
- Audit Documentation Integrity
- Rule Violations
- Engagement with Unregistered Firms
- Communication with Audit Committees
- Failure to Disclose Required Information
This comprehensive event offers participants an in-depth overview of the PCAOB's regulatory activities thus far in 2023. The focus will be on dissecting the specific shortcomings observed in renowned firms like Marcum, Friedman LLP, Blue & Company, AJ Robbins CPA, Turner, Stone & Company, Ciro E. Adams CPA, BPM LLP, and CohnReznick LLP.
Our analysis delves into Inspection Reports, Orders Instituting Disciplinary Proceedings, Findings, Sanctions, and associated press releases for all twenty-one instances of non-compliance with PCAOB Auditing Standards and Rules.
By attending, you will earn 2 CPE Hours (YB) and receive a certificate of completion as a testament to your professional development.
PCAOB: Dealing with the Regulator
Offered every six weeks on Wednesdays at 1:00 p.m. to 3:00 p.m. Central Time in two CPE-Credit event.
We can schedule private events on your timetable for two or more attendees.