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PCAOB Audit Tradecraft for External Auditors: Navigating Regulatory Standards


Delving into the world of PCAOB Audit Tradecraft for External Auditors means embracing a journey of meticulous scrutiny and unwavering dedication to excellence. At the heart of this endeavor is the Public Company Accounting Oversight Board's (PCAOB) commitment to ensuring that the work of professional auditors not only aligns with established auditing standards but also delivers audit opinions that stakeholders can rely on with confidence. This rigorous inspection process stands as a cornerstone in preserving the integrity and reliability of financial reporting for public companies, thereby fostering trust and transparency within our financial systems.


As we navigate the complexities of PCAOB inspections, it becomes evident that an audit firm must engage in a deep and reflective analysis of its financial audit practices. This process is not merely about compliance; it's a profound exploration of the firm's adherence to the highest standards of responsibility and ethical conduct:

  • Has the firm consistently applied the PCAOB's auditing standards, ensuring that its audit practices are not just compliant but truly reflective of these critical guidelines?
  • How effectively has the firm identified and mitigated significant risks of misstatement, thus protecting the integrity of the financial statements under review?
  • In assessing Internal Control over Financial Reporting (ICFR), what strategies has the audit team employed to navigate this intricate area, ensuring thoroughness and accuracy?
  • And importantly, throughout this entire process, has the audit team maintained the independence required by SEC and PCAOB regulations, solidifying the trust bestowed upon them by the public and market participants?


By confronting these questions head-on, an audit firm demonstrates not merely a response to regulatory scrutiny but a deep-rooted commitment to excellence, transparency, and an authentic dedication to serving the public interest.


To embody such high standards, daily behaviors or "tradecraft" become essential for audit team members. These behaviors are not just actions but the embodiment of values vital for safeguarding against failure. This CPE Event focuses on cultivating such tradecraft, including:

  • Empathy and Understanding
  • Ethics and Integrity
  • Inquisitiveness and Intellectual Curiosity
  • Analytical Skills and Attention to Detail
  • Exceptional Communication Skills
  • Adaptability and Continuous Learning
  • Understanding Business Risk


Moreover, this event provides participants with a comprehensive understanding of PCAOB audit standards and insights into regulatory considerations surrounding the accounting and auditing landscape for public companies. Covering a spectrum of regulatory activities by the PCAOB, including auditing standards, ethics, independence standards, quality control standards, and attestation standards, this seminar is designed to empower CPA firm staff members engaged in PCAOB-regulated audits with actionable knowledge.


This two-session CPE training seminar offers attendees a unique opportunity to refine their audit practices, ensuring they can develop audit workpapers capable of withstanding PCAOB inspections.


Participants will not only earn 12 CPE Event Hours (YB) but also receive a certificate of completion, affirming their commitment to regulatory compliance and mastery of PCAOB audit tradecraft.


Seize this chance to deepen your expertise in PCAOB auditing standards and elevate your audit processes to meet and exceed regulatory expectations. Register today and arm yourself with the skills necessary to thrive as an external auditor in today’s ever-evolving regulatory environment.

PCAOB Audit Tradecraft for the External Auditor

  • Offered on Wednesday-Thursday once every six weeks in two six hour sessions for 12 CPE credits.

    The sessions will run from 9:00 a.m. to 3:00 p.m. Central Time Zone. There will be a lunch break from 12:00 noon to 12:30 p.m. each day.

    We can schedule private events on your timetable for two or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Basic

    Prerequisites: None

    Advance Preparation: None

    Delivery Format: Group Internet Based

    NASBA Field(s) of Study: Auditing, Business Ethics

    CPE Credits: 12, based on 50 minutes of instruction per hour

In the event you haven't seen an email from confirming your registration land in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

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