top of page

Join us for a comprehensive 2-hour CPE training event focused on Attestation Standard No. 2 - Review Engagements Regarding Exemption Reports of Brokers and Dealers. Our training will equip auditors and accounting professionals with the knowledge and skills necessary to perform review engagements in accordance with this standard covering non-carrying Broker-Dealers.


During the 2 hour event, participants will delve into the requirements and procedures involved in reviewing the statements made by brokers and dealers in exemption reports prepared under SEC Rule 17a-5. The objective of the review engagement is to assess the fairness of these assertions and identify any necessary modifications to ensure the statements are fairly stated, in all material respects.


This CPE training will cover key principles, such as understanding the objectives and scope of a review engagement, planning and executing the engagement, gathering and evaluating evidence, coordinating with financial statement audits, and reporting considerations. Interactive case studies and discussions will further enhance the learning experience.


Whether you're an experienced practitioner looking to refresh your knowledge or new to performing review engagements, this event is designed to meet your needs. By the end of the training, you will have a comprehensive understanding of Attestation Standard No. 2 and be ready to apply it effectively in your review engagements at Broker-Dealers.


Don't miss out on this opportunity to enhance your expertise and stay up-to-date with the latest requirements and best practices. Register now for our 2-hour CPE training event by visiting our website at Attestation Standard No. 2 - Review Engagements Regarding Exemption Reports of Brokers and Dealers. We look forward to welcoming you.


Attendees in this PCAOB auditing standard CPE event will earn 2 CPE Event Hours (YB). A certificate of completion will be provided.


Don't miss this opportunity to enhance your understanding of providing a review engagements concerning a broker-dealer's reporting to the SEC. Register now to gain valuable insights and techniques that will elevate your effectiveness in conducting PCAOB regulated audits.

PCAOB Attestation Standard No. 2

  • Offered every six weeks on Wednesdays at 1:00 p.m. to 3:00 p.m. Central Time in two CPE-Credit event.

    We can schedule private events on your timetable for two or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Basic
    Prerequisites: None
    Advance Preparation: None
    Delivery Format: Group Internet Based
    NASBA Field(s) of Study: Auditing
    CPE Credits: 2, based on 50 minutes of instruction per hour

In the event you haven't seen an email from confirming your registration land in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

bottom of page