Strengthen your auditing expertise and build a foundation of ethical excellence with the PCAOB NOCLAR Training Event. This specialized session focuses on "Non-Compliance with Laws and Regulations (NOCLAR)", equipping auditors, CPA firm staff, and compliance professionals with the knowledge to address regulatory and ethical challenges in external audits. Earn 1 NASBA-Approved CPE credit while refining your skills to meet the evolving demands of the auditing profession.

Why Attend?

1. Gain Command of NOCLAR Requirements - Learn the core principles of the PCAOB’s NOCLAR proposal, including its impact on auditing standards, and how to identify laws and regulations that influence financial statements.

2. Enhance Audit Efficiency and Ethics - Strengthen your approach to auditing by aligning your practices with ethical and regulatory expectations, fostering both compliance and integrity.

3. Understand Auditors’ Responsibilities - Discover auditors’ obligations within the revised standards, including assessing risks, managing documentation, and making disclosure decisions based on NOCLAR guidelines.

4. Earn 1 CPE Credit - Advance your professional credentials with actionable insights that add value to your audit practice.

What You’ll Learn

This interactive, one-hour workshop will prepare you to handle the complexities of non-compliance with laws and regulations. Covering the latest updates to PCAOB rules, you’ll leave equipped to meet today’s compliance demands.

Course Highlights:

1. Understanding the PCAOB NOCLAR Standards

Explore the objectives and scope of the PCAOB’s 2023 NOCLAR proposal.
Gain clarity on the framework designed to address non-compliance issues impacting audit quality.

2. Ethical Framework and Professional Obligations

Learn how PCAOB standards align with the International Code of Ethics (IESBA) in promoting accountability.
Discuss the decision-making process when confronted with legal or regulatory violations.

3. Applying NOCLAR in Audits

Understand the steps auditors must take to identify, document, and address non-compliance risks.
Examine expectations for auditor communication with management and audit committees based on NOCLAR guidelines.

4. Strengthening Compliance Strategies

Improve practices for identifying and disclosing significant risks related to non-compliance.
Explore strategies to align audit ethics with organizational values.

Key Topics Covered:

Definitions and scope of NOCLAR under PCAOB standards.
Framework variations and methodologies for responding to non-compliance.
Ethical imperatives and risk assessment tactics for external auditors.
Best practices for managing whistleblower protocols and breach disclosures.

Benefits of Attending

Detailed Understanding of NOCLAR Standards: Walk away with comprehensive knowledge of PCAOB’s NOCLAR framework and its application in external audits.
Ethical Proficiency in Auditing: Ensure compliance with ethical guidelines while promoting transparency and accountability.
Practical Tools for Immediate Application: Incorporate NOCLAR principles into your audit practice for better documentation, communication, and accuracy.
Earn CPE Credit: Gain 1 NASBA-Approved CPE credit to boost your professional standing.

Event Details

Schedule: Offered every eight weeks on Tuesdays, from 1 p.m. to 2 p.m. CST.
Duration: A focused 1-hour training session.
Format: Group Internet-Based, with interactive discussions led by seasoned professionals.
CPE Credits: 1 NASBA-Approved CPE credit (Ethics).
Cost: $75.
Private Events Available: Flexible scheduling options for groups of 2 or more participants.

Who Should Attend?

This training is essential for professionals who strive to meet and exceed the auditing profession's ethical standards, including:

Auditors: Improve efficiency and communication regarding compliance issues.
CPA Firm Staff: Understand your organization’s responsibilities under NOCLAR.
Compliance Professionals: Gain strategies to foster an ethical and regulated workplace.

Why NOCLAR is Crucial

Ethical non-compliance poses significant challenges in the auditing process. PCAOB’s NOCLAR proposal offers a structured approach for auditors to address these complexities. By mastering NOCLAR, you’ll:

Promote Ethical Conduct: Help organizations adhere to laws and regulations while preserving public trust.
Ensure Regulatory Alignment: Maintain compliance with evolving auditing standards and protocols.
Strengthen Audit Quality: Enhance decision-making processes and documentation for transparent outcomes.

Register Now

Take advantage of this opportunity to elevate your auditing skills and align them with the newest regulatory standards. Gain crucial insights into the NOCLAR framework, improve your ethical decision-making, and earn 1 CPE credit to advance your career.

Register today to strengthen your audit practices and thrive in today’s challenging regulatory landscape!

PCAOB NOCLAR - Non-compliance with Laws and Regulations

Name: PCAOB NOCLAR - Non-compliance with Laws and Regulations
Brand: PCAOB-CPA-Firm

$75.00

Dates Available

Quantity

Offered every eight weeks on Tuesdays at 1:00 p.m. to 2:00 p.m. Central Time in one CPE-Credit event.

We can schedule private events on your timetable for two or more attendees.

NASBA Program Disclosure

Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Ethics
CPE Credits: 1, based on 50 minutes of instruction per hour
The CPE event reviews and answers the following questions:

What is NOCLAR?

What are the recommended action items?

What are the PCAOB registered firm's responsiblities?
Improve the exteranl auditor’s efficiency and effectiveness by:

Understanding basics on the PCAOB’s NOCLAR standard

Discussing the ethical framework the registered firm is called to operate within by the PCAOB

Look the decision-making process covering knowledge of violation of laws and regulations
Introductions

Who are you?

Learning Objectives

Section 1 - Definitions and Concept

PCAOB

IESBA

International Code of Ethics

PCAOB Non-complaince with Laws and Regulations - NOCLAR

Scope of Changes to the PCAOB Auditing Standards for NOCLAR

PCAOB and IESBA Objectives

Section 2 - PCAOB NOCLAR Framework and Its Variations

Act within the Public Interest

Taking Action Using Professional Judgment

NOCLAR Framework - Four Variations

Overall Approach

Five Steps to the Framework

External Auditor Obligations

Other CPAs in Public Practice

Senior CPAs in Business

Other CPAs in Business

Considerations for Disclosure

Section 3 - Going Forward
The CPE event focusing on PCAOB NOCLAR (Non-compliance with Laws and Regulations) is a crucial resource for professionals seeking to gain a comprehensive understanding of the regulatory landscape surrounding non-compliance issues within the purview of the Public Company Accounting Oversight Board (PCAOB). This event is designed to provide practitioners with insights into the complexities of identifying, addressing, and reporting instances of non-compliance with laws and regulations, fostering a culture of ethical conduct and accountability within the accounting and auditing profession.

Key areas addressed in this event may include:

Regulatory Framework and Reporting Obligations: An in-depth exploration of the regulatory framework governing NOCLAR, shedding light on the reporting and disclosure requirements for instances of non-compliance with laws and regulations encountered during the course of professional engagements.

Ethical Considerations and Professional Obligations: Insights into the ethical considerations and professional obligations underpinning the identification and handling of NOCLAR, emphasizing the need for ethical decision-making and adherence to prescribed reporting protocols.

Risk Assessment and Detection Methodologies: Guidance on risk assessment methodologies and detection techniques for identifying potential instances of NOCLAR, ensuring proactive measures are in place to address and rectify non-compliance issues.

Whistleblowing and Organizational Protocols: Discussions on whistleblowing mechanisms and internal protocols aimed at facilitating the reporting and resolution of NOCLAR instances within organizational settings, fostering a culture of transparency and accountability.

By addressing these critical elements, the CPE event seeks to empower professionals with the knowledge and tools necessary to navigate the intricate landscape of NOCLAR, ultimately contributing to the upholding of ethical standards, the preservation of public trust, and the promotion of integrity within the profession.
In the spirit of continuous growth and bearing the torch of learning beyond the confines of any single event, CCS likes to share with you a collection of authoritative resources. These are wellsprings of wisdom, where you can drink deeply from the fount of knowledge, expanding your understanding and enriching your professional practice.

Public Company Accounting Oversight Board (PCAOB)

PCAOB Standards and Guidance Dive into the heart of standards and guidance directly from the source. The PCAOB offers an extensive library of materials that shed light on the intricacies of NOCLAR and beyond.

American Institute of Certified Public Accountants (AICPA)

Professional Ethics Division The AICPA's Professional Ethics Division provides insights and guidance on navigating ethical dilemmas, including those related to NOCLAR. Their resources are a beacon for accountants in pursuit of ethical excellence.

International Ethics Standards Board for Accountants (IESBA)

NOCLAR – Non-Compliance With Laws and Regulations IESBA’s NOCLAR standard offers a global perspective on dealing with and reporting non-compliance with laws and regulations, offering a rich tapestry of ethical considerations.

The Institute of Internal Auditors (IIA)

International Professional Practices Framework (IPPF) The IIA’s IPPF provides essential guidance for internal auditors, including aspects relevant to detecting and responding to NOCLAR within organizations.

IIA IPPF

National Association of State Boards of Accountancy (NASBA)

Continuing Professional Education (CPE) and Ethics For those seeking to delve deeper into the world of CPE and ethics, NASBA offers resources and guidelines that align with ongoing professional development and ethical standards.

In the garden of your professional journey, may these resources serve as both sunlight and rain, nurturing your growth and guiding your path towards ethical clarity and integrity. Remember, the pursuit of knowledge is a voyage not taken alone but as part of a community dedicated to elevating the standards of our profession. Let us walk this path together, with heads held high and hearts committed to making a difference.

PCAOB NOCLAR - Non-compliance with Laws and Regulations

Details on Event Presentation

CPE Event Highlights

Learning Objectives

Key Issues on the Agenda

Summary of the Subject Matter

Authoritative Sources