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Join our comprehensive CPE course that delves into the intricacies of addressing the annual ICFR assessment and triennial enterprise risk management evaluation required by the NAIC Model Audit Rule (MAR) established by the NAIC.


Our program focuses on utilizing the COSO frameworks (COSO 2013 and COSO ERM) and COBIT to fulfill NAIC Model Audit Rule requirements. Whether you're a compliance manager, controller, CFO, or hold a similar role responsible for your insurance organization's internal control framework, this three-session course is designed to equip you with the knowledge and tools necessary for NAIC Model Audit Rule compliance.


During the sessions, we provide practical examples that align with the seventeen COSO principles. Additionally, we reference the exhibits in the Financial Condition Examiners Handbook, which play a crucial role in examining compliance activities. Our approach to NAIC Model Audit Rule compliance is to use as criteria the Financial Condition Examinars Handbook, the NAIC Model Audit Rule Implementaiton Guide, COSO Framework, COBIT Framework and the other NAIC Model Laws to dirve the contents of the NAIC Model Audit Rule compliance program.


Discover cost-effective approaches to meet your compliance obligations under the NAIC Model Audit Rule, covering both annual filings and the Insurance Commissioner's triennial examinations, as guided by the Financial Condition Examiners Handbook. As an attendee, you will gain access the instructor's reference materials which is a set of 55 documents used in developing the NAIC Model Audit Rule workshop.


This internal control training course will provide each attendee with 18 CPE Event Hours (YB) and a certificate of completion.


Join us and equip yourself with the knowledge and skills needed to navigate the complexities of the NAIC Model Audit Rule and ensure compliance for your insurance organization.


NAIC Model Audit Rule Programs

  • Offered on Tuesday-Thursday once every six weeks in three six hour sessions for 18 CPE credits.

    The sessions will run from 9:00 a.m. to 3:00 p.m. Central Time Zone. There will be a lunch break from 12:00 noon to 12:30 p.m. each day.

    We can schedule private events on your timetable for two or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Basic
    Prerequisites: None
    Advance Preparation: None
    Delivery Format: Group Internet Based
    NASBA Field(s) of Study: Auditing, Business Law, Business Management & Organization, Behavioral Ethics, Information Technology
    CPE Credits: 18, based on 50 minutes of instruction per hour

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