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The NAIC Model Audit Rule requires that insurance operations have a sound information technology landscape. Information Technology General Controls (ITGCs) play a crucial role in achieving these objectives. ITGC controls support financial practices and ensure accurate and timely financial reports in the insurance industry. NAIC financial condition examinations are focused on the quality control in information technology function.

 

The focus of this CPE training program includes details of:

 

1. Access Controls: This involves implementing controls to ensure that access to information systems and data is restricted to authorized personnel only. This includes measures such as user authentication, password policies, and access permissions.

 

2. Change Management Controls: This involves implementing controls to manage changes to information systems and data. This includes measures such as change authorization, testing, and documentation.

 

3. Data Backup and Recovery Controls: This involves implementing controls to ensure that data is backed up regularly and can be recovered in the event of a disaster or system failure.

 

4. Program Development and Maintenance Controls: This involves implementing controls to ensure that software programs are developed and maintained in a secure and controlled manner. This includes measures such as secure coding practices, version control, and program testing.

 

5. IT Operations Controls: This involves implementing controls to ensure the smooth and efficient operation of information systems. This includes measures such as monitoring system performance, managing hardware and software, and implementing system redundancy.

 

6. IT Security Controls: This involves implementing controls to protect information systems and data from unauthorized access, theft, or damage. This includes measures such as firewalls, antivirus software, intrusion detection and prevention systems, and security awareness training.

 

Overall, the training event aimed to equip participants with the knowledge and skills necessary to implement effective ITGCs for NAIC Model Audit Rule Programs. This internal control training course provides each attendee with 2 CPE Event Hours (YB). A certificate of completion will be provided.

 

Don't miss this opportunity to enhance your understanding of ITGCs within a NAIC Model Audit Rule program. Register now to gain valuable insights and techniques that will elevate your effectiveness in compliance with these insurance industry regulations.

ITGCs for NAIC Model Audit Rule Programs - In-Person

$195.00Price
  • The sessions will be as follows:

    Friday – 1:30 p.m. to 3:30 p.m.

    Offered in-person in various cities during 2024 on Fridays.

    NASBA Program Disclosure

    Program Level of Understanding: Basic to Intermediate Prerequisites: None
    Advance Preparation: None
    Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
    NASBA Field(s) of Study: Auditing
    CPE Credits: 2, based on 50 minutes of instruction per hour. 

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