Banking Industry CPE Events

This CPE event presents actual banking industry case studies to look at what leads to bank compliance failures, and how to handle them.

In each case, what were the specifics of the banking compliance situation?

Why was there a failure in meeting the banking regulations?

How was it identified? What did it take to fix it? How could it have been avoided?

The event concludes with a summary of the evident patterns and knowledge gained from these failures.

The FFIEC has developed the Cybersecurity Assessment Tool (CAT) to help banking institutions identify their cybersecurity risks and determine their cybersecurity preparedness.

The CAT provides a repeatable and measurable process for financial institutions to measure their cybersecurity preparedness over time.

This on-line CPE event covers how to approach compliance with this banking industry regulation. CCS covers the various standard components of an effective cybersecurity program and how to use the CAT properly.

This CPE training event helps banking industry attendees to understand the problems with 26 Red flags released by federal banking regulators in regards to identity fraud.

The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses.

In this event the Red Flags are organized by functional areas and, for each area additional tips are provided along with information based on years of consulting with major banks from the perspectives of prevention, loss reduction, detection, and investigations.

Learn everything needed to help prevent money laundering and provide basic compliance with the Bank Security Act.

Money laundering and terrorist financing are global challenges, and the prevention of these crimes is a core regulatory area for all banks.

In this event, the attendees will acquire relevant foundational knowledge about money laundering and anti-money laundering (AML) as well as terrorist financing and counter-terrorist financing (CTF).

In addition, the instructor will cover practical concepts to implement AML/BSA measures, including policies and procedures and suspicious activity reports (SAR).

Which industry has the most reported occupational fraud schemes…the banking industry of course!!!

This online CPE training event is designed by an industry expert for the banking industry on bank employees committing fraud and how internal auditing need to respond.

This event provides the tools needed to design better audit programs and procedures to combat employee fraud.

The purpose of this CPE training event is to introduce you to the role the internal auditor plays in detecting and preventing fraud.

This two hour CPE training event discusses types of fraud, fraud indicators, and fraud controls within the banking industry.

This Rule requires that banks maintain “appropriate risk-based procedures for customer due diligence,” including understanding customer relationships for developing a customer risk profile” and conducting ongoing monitoring to identify and report suspicious transactions and to maintain and update customer risk information”.

This event provides the tools to design better audit programs to address the Rule.

The purpose of this CPE training event is to cover the internal controls to address this regulation.

This CPE training event focuses on detecting money laundering in the finance sector because it is getting trickier to detect.

The instructor will discuss how to create and implement an internal control program that covers all the Red Flags and high-risk anti-money laundering transitions.

In this event the Red Flags are organized for each bank functional area. We provide additional tips and information based on years of consulting with major banks from the perspectives of prevention, loss reduction, detection, and investigations.

Anti-fraud internal controls and training can help banking employees defend the bank.

Fraud is an ongoing problem for businesses, and criminals are using increasingly sophisticated methods to perpetrate these crimes. Data shows that the banking industry is the most targeted industry in the world. Criminals are targeting banking organizations of all sizes, and small banks are particularly vulnerable.

Awareness, controls and employee training are key to protection from bank fraud.

While smaller bank organizations may not have the budget to invest in external training, they can still effectively create internal controls and train their employees to spot and prevent fraud.