Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages Corporate Compliance Seminars

Cities Where We Present Seminars


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Focused CPE Training Weeks

I/A Basic Weeks
I/A Advanced Weeks
COSO & SOX Weeks
Insurance Weeks
IT Training Weeks
SOC Vendor Management

 


Recent Issues Links


Organizations Attending Seminars


Internal Control & CPA Focused Training Seminars


Internal Auditor Focused Training Seminars


OMB Circular A-123 and SOX


Business Improvement - Restructuring & Turnaround


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA



Managing Business Ethics - Enhancing Corporate Ethical Behavior with Internal Control

Ethics training for CPA's and CFE's to meet their CPE requirements. Look at Ethics from the fraud examiner, investigator, auditor, accountant, attorney or business owner's perspective to prevent and detect and fraud.

This timely, one-half day CPE training seminar is designed for CPA's, auditors, CFE's, controllers, finance managers, attorneys, IT professionals and department heads.

Ethics is the study of morality. "Managing Business Ethics" is concerned with business practices defining right and wrong behavior in the corporate environment. We frequently make ethical choices in business. How do we know that we are "doing the right thing"? The business professional should look at ethics not merely as a personal choice but the impact our choices have on the organization and its stakeholders. An organization's reputation is a reflection of the ethical conduct or lack thereof, of its employees, vendors, customers and board of directors.

We will present the study of ethics and how "ethics" differs from "law". We will review the AICPA's rules and professional standards. We will discuss the important role that ethics has in an organization's "control environment". We will discuss examples of positive and negative ethical behavior by corporate personnel and CPAs.

This engaging, interactive CPE seminar will identify specific methods to improve corporate governance and ethics through internal controls. Examples presented include a "Code of Conduct" that is understood by corporate personnel, a diligent, independent Board of Directors, a process for employees and others to report fraud, waste and abuse, and other controls. We will examine why people commit corporate fraud, and its impact on the perpetrator, the company, and our society.

The retail cost of this CPE seminar is $345.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Each attendee will receive 4 Business Ethics CPE Hours.

Upcoming Managing Business Ethics - Enhancing Corporate Ethical Behavior with Internal Control

City Date Timing
This Seminars is presented when requested

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being present. Our Seminar Cities by Week provides a guide to the locations during a calender week.

Benefits of Attending

The primary goal of this course is to present the study of ethics and to identify methods that CPAs and others can implement to improve governance and ethical behavior. The internal controls presented need to be applied within an ethical framework. We also want the attendees to recognize that the ethical situations they may encounter are not always "black or white", and that personal behavior may have a far-reaching effect on the organization.

The course is designed to encourage the professional to look for ethical situations which they might not ordinarily recognize as potential problems and to look at ethical dilemmas as they might be viewed with hindsight or might be perceived by others.

The instructors will candidly share their experience and present a pragmatic approach to using internal controls and responding the discovery of fraud.

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Seminar Highlights

- What are "ethics" and "laws", and why are they important in organized societies?
- What are the AICPA rules for professional conduct?
- What are examples of positive and negative ethical behavior by corporate personnel and CPAs?
- What methods can be used to improve corporate governance and encourage ethical behavior?

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Learning Objectives

- Attendees will learn the definition of "ethics" and how it differs from "laws"
- Attendees will identify the AICPA rules for professional conduct
- Attendees will understand the methods to improve corporate governance
- Attendees will learn specific internal controls that contribute to an ethical framework.

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Key Issues on the Agenda


Registration

Section 1 - Introduction and The Study of Ethics
Section 2 - AICPA Code of Professional Conduct
Section 3 - State Ethics Requirements for CPAs
Section 4 - Ethical Guidance for Financial Statement Auditors
Section 5 - Understanding Fraud Risk
Section 6 - Internal Controls to Manage Ethics and Fraud
Section 7 - Using Data Analytics to Detect Fraud
Section 8 - Case Studies in Ethics and Wrap-Up

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Seminar Schedule

Experts Providing Training Seminars

Corporate Compliance Seminars was founded by experts who enjoy researching and providing classroom training, workshops and consulting on internal controls, auditing, compliance and accounting related subjects. We focus on SOX, COSO, PCAOB, COBIT, GRC, risk management, IFRS and IIA Standards.

Corporate Compliance Seminars allows an attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG)Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging educational training.

 

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On-Site/Custom Seminars

On-site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Reporting


SSAE SOC Audits


COSO 2013


Continuous Auditing


Frauditing


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


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Resources

Resources for Auditors
Recent Issues Links
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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@compliance-seminars.net) and/ or John Blackshire (479-200-4373; jblackshire@compliance-seminars.net).