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Internal Auditing 101: Audit Principles and Techniques Seminar
Are you having difficulty finding good training for your new auditors? Do you have an Internal Audit department with the need for basic training for new hires and transfers into the department?
Auditing 101 is the perfect course for new auditors to learn the basics of internal auditing. This course provides an overview of the auditing field, including the latest guidance for a risk-based, top-down approach, key terminology, and basic beginner steps on how to audit. New auditors should not start their jobs without taking this course!
Designed for internal auditors who are new or have limited experience in the profession. This seminar will walk through the basics of being an internal auditor. It is ideal for auditors who want to ensure that they follow approved, prescribed standards and apply the appropriate tools and techniques of the audit.
This timely, one-day seminar is designed for the new internal auditor and others who have to create an effective audit plan, perform the audits, generate workpapers, and effectively communicate the results.
The price of this seminar is $650 per attendee. Each attendee will receive 8 hours of CPE credit. To reserve your space, click on the "Sign-up Now" link, complete the registration form, and use the corresponding "Buy Now" button for payment.
Upcoming Internal Auditing 101 Seminars
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Atlanta, GA |
Aug. 2, 2010 |
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| Houston |
Aug. 5, 2010 |
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Costa Mesa |
Aug. 10, 2010 |
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| Albany, NY |
Aug. 10, 2010 |
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Springfield, IL |
Aug. 10, 2010 |
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| Madison, WI |
Aug. 11, 2010 |
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Jacksonville, FL |
Aug. 17, 2010 |
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| Minneapolis |
Aug. 18, 2010 |
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Birmingham, AL |
Aug. 23, 2010 |
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| San Antonio |
Aug. 23, 2010 |
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Buffalo |
Aug. 24, 2010 |
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| Des Moines |
Aug. 24, 2010 |
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Jersey City |
Aug. 25, 2010 |
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| Seattle, WA |
Aug. 30, 2010 |
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Hartford, CT |
Aug. 30, 2010 |
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| Oklahoma City |
Sept. 7, 2010 |
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Richmond, VA |
Sept. 8, 2010 |
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| Dallas |
Sept. 9, 2010 |
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Chicago |
Sept. 9, 2010 |
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| Pittsburgh |
Sept. 13, 2010 |
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Denver, CO |
Sept. 13, 2010 |
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| Tampa |
Sept. 13, 2010 |
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Philadelphia, PA |
Sept. 16, 2010 |
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| Pittsburgh |
Sept. 16, 2010 |
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Fort Lauderdale |
Sept. 16, 2010 |
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| Los Angeles |
Sept. 21, 2010 |
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Indianapolis |
Sept. 21, 2010 |
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| Cincinnati |
Sept. 22, 2010 |
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Kansas City |
Sept. 27, 2010 |
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| Arlington, VA |
Sept. 27, 2010 |
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Nashville, TN |
Oct, 6, 2010 |
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| New Orleans |
Oct. 6, 2010 |
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Detroit |
Oct. 7, 2010 |
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| Providence, RI |
Oct. 11, 2010 |
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New York City |
Oct. 12, 2010 |
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| Boston |
Oct. 13, 2010 |
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| San Diego |
Oct. 13, 2010 |
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Wilmington, DE |
Oct. 19, 2010 |
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Harrisburg, PA |
Oct. 21, 2010 |
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| Memphis |
Oct. 26, 2010 |
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Phoenix |
Oct. 27, 2010 |
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| Las Vegas |
Nov. 3, 2010 |
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Portland, OR |
Nov. 8, 2010 |
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| Columbus, OH |
Nov. 10, 2010 |
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Charlotte, NC |
Nov. 15, 2010 |
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| Omaha |
Nov. 17, 2010 |
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Austin, TX |
Nov. 18, 2010 |
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| Roanoke, VA |
Dec. 7, 2010 |
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Sacramento |
Dec. 9, 2010 |
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| Salt Lake City |
Dec. 9, 2010 |
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Columbia, SC |
Dec. 13, 2010 |
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| Albuquerque |
Dec. 14, 2010 |
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Refer to the Geographic Area Pages for details on seminar locations and listings of other topics in your area.
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Seminar Highlights
- What are Auditing Standards
- Best Practices in conducting audit fieldwork
- Understanding Risk Assessment
- Value of Internal Auditing
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Learning Objectives
- Attendees will understand how an audit is conducted
- Attendees will learn how to identify risks
- Attendees will learn how to evaluate and document internal controls
- Attendees will discover the best techniques for gathering audit evidence
- Attendees will see the importance of preparing workpapers
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand the audit communication process
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Key Issues on the Agenda
Registration
Section 1 - Introduction and Background
- What is Auditing?
- What are the Applicable Standards?
Section 2 - Why is Internal Auditing Important?
Section 3 - Why is Auditing Fun, Interesting and Exciting?
Section 4 - Internal Auditing Basics
- Risk Assessment
- Existing Documentation
- Interviewing and Gathering Evidence
- Building Rapport
- Questioning Techniques (S.P.I.N.)
- Active Listening Skills
Section 5 - Audit Field Work
- Provided By/ Prepared By Client (PBC) Lists
- Audit Workprograms
- Tick Marks
- Documentation Types and Styles
Section 6 - Performing Tests of Controls and Substantial Testing
- Gathering Information
- Audit Sampling
- Audit Evidence
- Testing Techniques
- Analysis and Evaluation of Information
Section 7 - What is a Walkthrough?
Section 8 - Information Technology
- Auditor Responsibility for IT knowledge
- Information Technology General Controls
- Information Technology Application Software Controls
Section 9 - Fraud Considerations
- The Fraud Triangle
- Red Flags of Fraud
- Fraud Concerns by Industry
Section 10 - Going Forward
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