Corporate Compliance Seminars
HOME Face-to-Face Seminar Schedule Virtual Seminar Schedule
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Auditor 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Auditor 201 Course
Auditor 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Audit Sampling
Broker Dealer Audits
Continuous Auditing
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Weekly Virtual Events
Audit 101
Audit 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procurement
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
GAO Green Book
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM


External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Alameda, CA
Albany, NY
Albuquerque, NM
Alexandria, VA
Allentown, PA
Anaheim, CA
Anchorage, AK
Ann Arbor, MI
Annapolis, MD
Appleton, WI
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Bentonville, AR
Bethesda, MD
Biloxi, MS
Birmingham, AL
Bloomfield Hills, MI
Bloomington, IL
Bloomington, MN
Boca Raton, FL
Boise, ID
Boston, MA
Brevard County, FL
Brevard County, FL
Buffalo, NY
Burlington, VT
Cedar Rapids, IA
Charlestown, SC
Charlestown, WV
Charlotte, NC
Charlottesville, VA
Chattanooga, TN
Cherry Hill, NJ
Chicago - Fulton Market, IL
Chicago - Loop, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, MO
Columbia, SC
Columbus, GA
Columbus, OH
Corpus Christi, TX
Dallas, TX
Dayton, OH
Deerfield, Il
Denver - Downtown, CO
Denver - Tech Center, CO
Des Moines, IA
Detroit, MI
Diamond Bar, CA
District of Columbia
Doylestown, PA
Dulles, VA
Duluth, MN
Durham, NC
East Berlin, CT
El Paso, TX
El Segundo, CA
Erie, PA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Garland, TX
Glendale, CA
Grand Rapids, MI
Green Bay, WI
Greensboro, NC
Greenville, SC
Harrisburg, PA
Hartford, CT
Honolulu, HI
Houston - Downtown, TX
Houston - Energy, TX
Huntsville, AL
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Lansing, MI
Laredo, TX
Las Vegas, NV
League City, TX
Lexington, KY
Lincoln, NE
Little Rock, AR
Los Angeles - Downtown, CA
Louisville, KY
Lubbock, TX
Macon, GA
Madison, WI
Manchester, NH
Melbourne, FL
Melville, NY
Memphis, TN
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Montgomery, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City - Forest Hills, NY
New York City - Penn Plaza, NY
Norfolk, VA
Norwalk, CT
Oak Brook, IL
Oakland, CA
Oklahoma City, OK
Olympia, WA
Omaha, NE
Ontario, CA
Orange, CA
Orlando, FL
Overland Park, KS
Ownings Mills, MD
Paramus, NJ
Pensacola, FL
Peoria, AZ
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, ME
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Rehmond, WA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, MN
Rochester, NY
Round Rock, TX
Rye, NY
Sacramento, CA
Salem, OR
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Francisco, CA
San Jose, CA
San Juan, PR
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Scranton, PA
Scottsdale, AZ
Seattle, WA
Sherman Oaks, CA
Shreveport, LA
Souix Falls, SD
South Bend, IN
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Springfield, MO
Stamford, CT
Syracuse, NY
Tacoma, WA
Tallahassee, FL
Tampa, FL
The Woodlands, TX
Toledo, OH
Topeka, KS
Toronto, ON
Trenton, NJ
Tucson, AZ
Tulsa, OK
Virginia Beach, VA
Waco, TX
Walnut Creek, CA
Waltham, MA
Washington, DC
West Conshohocken, PA
West Palm Beach, FL
Westlake Village, CA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Winston-Salem, NC
Worcester, MA
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Auditor 101: Internal Audit Principles and Techniques

Internal audits are an important requirement for effective corporate governance. The internal auditor is at the front line in evaluating management's internal control, assessing the accuracy of financial information, and ensuring compliance with laws and regulations. Learn how to perform these important duties and comply with the professional auditing standards.

"Internal Audit 101" is the perfect CPE course to introduce internal auditing to someone new to the field or to someone who has not had formal training. This course provides an overview of the "audit life cycle", including audit planning and risk assessment, conducting fieldwork, interviews, walkthroughs and tests of controls, and audit reporting and follow-up. CCS provides the latest guidance for a risk-based, top-down audit approach, key audit terminology, audit workpaper documentation, and "selling" the benefits of the audit.

This event presents an overview of the professional standards (IIA, ISACA, AICPA), frameworks (COSO, COBIT), and soft-skill competencies an auditor needs to become competent. This seminar walks the participants through the basics of being an internal auditor. It is ideal for auditors who want to ensure that they follow approved, prescribed audit standards and apply the appropriate audit tools and techniques.

This timely, one-day CPE internal audit training course covers the basics of how to create an effective audit plan, perform the audits, generate workpapers, and effectively communicate the results.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $940.00 (3) $1,340.00 (4) $1,680.00 (5) $1,980.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 8 Auditing CPE Hours (YB). A certificate of completion will be provided.

Virtual Internal Auditor 101 Events

Internal Auditor 101

Public Presentation on Monday - Tuesday mornings starting 4/13/2020

Signup Now

The retail cost of this 8 CPE event is $495 per attendee.

Eastern - Central (EC) Events Start at 9:45 Eastern Time and 8:45 Central Time

Mountain - Pacific (MP) Events Start at 9:45 Mountain Time and 8:45 Pacific Time

The public event will be 4 hours on each day.

You can request this event for any day at any time with two attendees

Virtual CPE Events by Date

Auditor CPE Events

COSO 2013 CPE Events

Cyber & ITGC CPE Events

Internal Control CPE Events

Insurance Industry CPE Events

Future In-Person Internal Auditor 101 Events

In response to the Coronavirus Pandemic, we will start providing all our events using a distant learning approach.

In some cities we have local instructors and are providing limited events on a request basis. If you have two or three professionals who would like in person instruction please contact us.

City
Day - Date
Event Timing
May 4-8, 2020
Dolyestown, PA
Tuesday, May 5, 2020 8:45 to 4:45

Signup Now
Macon, GA
Tuesday, May 5, 2020 8:45 to 4:45

Signup Now
Pleasanton, CA
Tuesday, May 5, 2020 8:45 to 4:45

Signup Now
Santa Fe, NM
Tuesday, May 5, 2020 8:45 to 4:45

Signup Now
St. Louis Park, MN
Tuesday, May 5, 2020 8:45 to 4:45

Signup Now
Fulton, MD
Wednesday, May 6, 2020 8:45 to 4:45

Signup Now
Las Vegas, NV
Wednesday, May 6, 2020 8:45 to 4:45

Signup Now
May 11-15, 2020
Houston - Downtown, TX
Monday, May 11, 2020 8:45 to 4:45

Signup Now
Albuquerque, NM
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Ann Arbor, MI
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Cincinnati, OH
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Evansville, IN
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Fort Worth, TX
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
New Orleans, LA
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Pittsburgh, PA
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Round Rock, TX
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
Woodland Hills, CA
Tuesday, May 12, 2020 8:45 to 4:45

Signup Now
May 18-22, 2020
Fredericksburg, VA
Tuesday, May 19, 2020 8:45 to 4:45

Signup Now
Olympia, WA
Tuesday, May 19, 2020 8:45 to 4:45

Signup Now
Scranton, PA
Tuesday, May 19, 2020 8:45 to 4:45

Signup Now
Wichita, KS
Tuesday, May 19, 2020 8:45 to 4:45

Signup Now
Miami, FL
Wednesday, May 20, 2020 8:45 to 4:45

Signup Now
Portland, OR
Wednesday, May 20, 2020 8:45 to 4:45

Signup Now
Reston, VA
Wednesday, May 20, 2020 8:45 to 4:45

Signup Now
Seattle, WA
Wednesday, May 20, 2020 8:45 to 4:45

Signup Now
Tulsa, OK
Wednesday, May 20, 2020 8:45 to 4:45

Signup Now
May 25-29, 2020
Birmingham, AL
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Bloomfield Hills, MI
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Columbus, GA
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
El Paso, TX
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Jackson, MS
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Little Rock, AR
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Los Angeles - Downtown, CA
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Memphis, TN
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Ontario, CA
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Paramus, NJ
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
San Jose, CA
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
Wilmington, DE
Wednesday, May 27, 2020 8:45 to 4:45

Signup Now
June 1-5, 2020
Chicago, IL
Tuesday, June 2, 2020 8:45 to 4:45

Signup Now
Erie, PA
Tuesday, June 2, 2020 8:45 to 4:45

Signup Now
Williamsville, NY
Tuesday, June 2, 2020 8:45 to 4:45

Signup Now
Albany, NY
Wednesday, June 3, 2020 8:45 to 4:45

Signup Now
Houston, TX
Wednesday, June 3, 2020 8:45 to 4:45

Signup Now
June 8-13, 2020
El Segundo, CA
Tuesday, June 9, 2020 8:45 to 4:45

Signup Now
Fort Myers, FL
Tuesday, June 9, 2020 8:45 to 4:45

Signup Now
Richmond, VA
Tuesday, June 9, 2020 8:45 to 4:45

Signup Now
Atlanta - Buckhead, GA
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
Columbus, OH
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
Greensboro, NC
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
New York City - Penn Plaza, NY
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
San Diego, CA
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
Tampa, FL
Wednesday, June 10, 2020 8:45 to 4:45

Signup Now
The CCS website is updated for single day events 60-90 days out.

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

The seminar reviews and answers the following questions:
- What is internal auditing and what are auditing standards?
- How to approach audit risk assessment and individual audit planning?
- What are the best practices in conducting audit fieldwork?
- What are the key sections in internal audit reports?

top of page

Learning Objectives

- Attendees will discuss interpersonal and team-building skills
- Attendees will learn how to identify audit risks and plan fieldwork
- Attendees will understand how an audit fieldwork is conducted
- Attendees will learn how to evaluate and document internal controls
- Attendees will discover the best techniques for gathering audit evidence
- Attendees will see the importance of preparing workpapers
- Attendees will understand the audit communication process

top of page

Key Issues on the Agenda


Introductions

Section 1 - Overview of Internal Auditing
- Myths about auditing
- What is internal auditing?
- What is internal control?
- How can auditors manage risks?
- Accounting vs auditing

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
- History of internal auditing
- Today's internal auditor
- Tomorrow's challenges

Section 3 - Auditor Guidance
- Auditor's guidance sources
- IIA International Professional Practices Framework (IPPF)
- How to use the "Code of Ethics"
- COSO 2013 guidance
- Sarbanes-Oxley Act
- Guidance for the external auditor

Section 4 - Role of the Audit Team
- Increasing responsibilities
- Auditor skills
- Auditor personality profile

Section 5 - Internal vs. External Auditing
- Responsibilities
- Financial audits
- Materiality and misstatements
- Financial statement assertions

Section 6 - Planning the Audit and Assessing Audit Risk
- Internal Audit "Life Cycle"
- Internal Audit "Risk Assessment"
- The focus on risk management
- Money In
- Money Out
- Risk - Control - Objective
- Planning the individual audit
- Audit procedures

Section 7 - Conducting Audit Fieldwork
- Recognize the important internal controls
- Conducting an "audit walkthrough"
- "Fieldwork" skills
- Audit interviewing
- Effective questioning technique (S.P.I.N.)
- Active listening skills
- Audit evidence
- Testing internal controls
- Sample size
- Examples
- Workpaper characteristics
- Workpaper review

Section 8 - Using Audit Software
- Data analysis
- Audit management
- Flowcharting
- Risk management
- Reporting and content management

Section 9 - Concluding the Audit
- Document the exceptions and findings
- Documents in the audit reporting process
- Audit exit meetings
- Building rapport

Section 10 - Summary

top of page

Seminar Schedule

Experts Providing CPE Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study elearning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant elearning events. We are now in the process of moving all our content to an online available status. We have created distant elearning opportunities using both a virtual webinar event approach and on-demand elearning self-study modules. These two elearning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar elearning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study elearning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

top of page

Information Sources for the New Internal Auditor

Internal Audit Defined by Wikipedia

Internal auditing is an independent, objective assurance and consulting activity designed to add value and improve an organization's operations. It helps an organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes.

Internal auditing is a catalyst for improving an organization's governance, risk management and management controls by providing insight and recommendations based on analyses and assessments of data and business processes. With commitment to integrity and accountability, internal auditing provides value to governing bodies and senior management as an objective source of independent advice.

Professionals called internal auditors are employed by organizations to perform the internal auditing activity.

Sawyer's Internal Auditing Defines Internal Auditing

Sawyer's Internal Auditing (5th ed.) defines internal auditing as a "systematic, objective appraisal by internal auditors of the diverse operations and controls within an organization to determine if:

financial and operating information is both accurate and reliable

organization's risks have been identified and minimized

external regulations and internal policies are being followed

operating criteria are met

efficient and economical use of resources

organization's objectives are being effectively achieved

Internal Audit Community AuditNet.org

AuditNet® serves the global audit community as the primary communications resource with an online digital network where auditors share resources, tools, and experiences including audit work programs and other audit documentation. As the first online portal for the global audit community, AuditNet® has been at the forefront of audit websites dedicated to promoting the use of technology.

How to become an internal auditor? By Matthew Tarpey | May 2, 2018

How do business leaders know if their organization is working as well as it could be? Simple: they hire internal auditors!

Intelligence Service concerning the SEC and their Auditors Audit Analytics

Audit Analytics is a premium company intelligence service providing independent research to the investment, accounting, insurance, legal, regulatory and academic communities.

Audit Analytics provides detailed research on over 150,000 active audits and more than 10,000 accounting firms. Access to the Audit Analytics data is available via an online user subscription, email notifications, enterprise data feed subscription and custom research reports.

Audit Analytics data includes detailed categorizations of issues and is considered by many professionals to be the best primary data source for tracking and analysis of public company disclosures related to the audit, compliance, governance, corporate actions and federal litigation.

Our CPE courses are recognized by the following professional groups as acceptable CPE credits for continuing professional education hours:
Institute of Internal Auditors - IIA
American Institute of Certified Public Accountants - AICPA
Information Systems Audit and Control Association - ISACA
Committee of Sponsoring Organizations of the Treadway Commission - COSO
American Accounting Association - AAA
American College of Forensic Examiners Institute - ACFEI
Association of Corporate Treasurers (ACT)
American Society of Military Comptrollers - ASMC
Accounting & Financial Women's Alliance - AFWA
American Society for Quality - ASQ
American Woman's Society of CPA's - AWSCPA
Association of Certified Anti-Money Laundering Specialists - ACAMA
Association of Chartered Accountants in the United States - ACAUS
Association of College and University Auditors - ACUA
Association of Credit Union Internal Auditors - ACUIA
Association of Government Accountants - AGA
Association of Healthcare Internal Auditors - AHIA
Association of Local Government Auditors - ALGA
Association of Public Pension Fund Auditors - APPFA
Banking Administrative Institute - BAI
Beta Alpha Psi - BAP
Chartered Institute of Management Accountants - CIMA
Community College Internal Auditors - CCIA
Council of Higher Education Internal Auditors - CHEIA
Credit Union Internal Auditors Association - CUIAA
Delta Sigma Pi - DSP
Government Finance Officers Association - GFOA
Healthcare Financial Management Association - HFMA
Institute of Management Accountants - IMA
International Association of Financial Crimes Investigators - IAFCI
International Organization of Supreme Audit Institutions - INTOSAI
International Organization for Standardization - ISO
National Association of Black Accountants - NABA
National Association of Construction Auditors - NACA
National Association of State Boards of Accountancy - NASBA
National Conference of CPA Practitioners - NCCPAP
National Association of College and University Business Officers - NACUBO
National Association of Credit Union Supervisory and Auditing Committeess - NACUSAC
National Association of State Budget Officers - NASBO
National Association of State Auditors, Comptrollers and Treasurers - NASACT
National Society of Insurance Premium Auditors - NISAPA
National Society of Accountants - NSA
Society of Corporate Compliance and Ethics - SCCE

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!

Make a Payment After Sign-up

Contact Us

About Us

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Price Comparison


Calendar of Virtual Events


Calendar of Face-to-Face Events


Cities Where We Present Seminars


States with the Cities Where We Present Seminars

Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses


Alabama

- Birmingham, AL

- Huntsville, AL

- Mobile, AL

- Montgomery, AL


Alaska

- Anchorge, AK


Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

- Peoria, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

- Alameda, CA

- Anaheim, CA

- Diamond Bar, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles - Downtown, CA

- Oakland, CA

- Ontario, CA

- Orange, CA

- Pleasanton, CA

- Riverside, CA

- Sacramento, CA

- San Bernardino, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- San Mateo, CA

- Santa Monica, CA

- Sherman Oaks, CA

- Walnut Creek, CA

- Westlake Village, CA

- Woodland Hills, CA


Colorado

- Colorado Springs, CO

- Denver, CO


Connecticut

- East Berlin, CT

- Hartford, CT

- Stamford, CT

- Windsor, CT


Delaware

- Wilmington, DE


District of Columbia

- District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

- Brevard County, FL

- Fort Lauderdale, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Melbourne, FL

- Miami, FL

- Orlando, FL

- Pensacola, FL

- Plantation, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL


Georgia

- Atlanta, GA

- Augusta, GA

- Columbus, GA

- Macon, GA

- Savannah, GA


Hawaii

- Honolulu, HI


Idaho

- Boise, ID


Illinois

- Bloomington, IL

- Chicago - Fulton Market, IL

- Chicago - Loop, IL

- Deerfield, Il

- Oak Brook, IL

- Springfield, IL


Indiana

- Evansville, IN

- Fort Wayne, IN

- Indianapolis, IN

- South Bend, IN


Iowa

- Cedar Rapids, IA

- Des Moines, IA


Kansas

- Overland Park, KS

- Topeka, KS

- Wichita, KS

Kentucky

- Lexington, KY

- Louisville, KY


Louisiana

- Baton Rouge, LA

- New Orleans, LA

- Shreveport, LA


Maine

- Portland, ME


Maryland

- Annapolis, MD

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

- Ownings Mills, MD


Massachusetts

- Boston, MA

- Springfield, MA

- Waltham, MA

- Worcester, MA


Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Lansing, MI


Minnesota

- Bloomington, MN

- Duluth, MN

- Minneapolis, MN

- Rochester, MN

- St. Louis Park, MN

- St. Paul, MN


Mississippi

- Biloxi, MS

- Jackson, MS


Missouri

- Clayton, MO

- Columbia, MO

- Kansas City, MO

- St. Louis, MO

- Springfield, MO


Nebraska

- Lincoln, NE

- Omaha, NE


Nevada

- Las Vegas, NV

- Reno, NV


New Hampshire

- Manchester, NH


New Jersey

- Cherry Hill, NJ

- Jersey City, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ


New Mexico

- Albuquerque, NM

- Santa Fe, NM


New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City - Forest Hills, NY

- New York City - Penn Plaza, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

- Williamsville, NY


North Carolina

- Asheville, NC

- Charlotte, NC

- Greensboro, NC

- Raleigh-Durham, NC

- Winston-Salem, NC


North Dakota

- Fargo, ND


Ohio

- Cincinnati, OH

- Cleveland, OH

- Columbus, OH

- Dayton, OH

- Toledo, OH


Oklahoma

- Oklahoma City, OK

- Tulsa, OK


Ontario

- Toronto, ON


Oregon

- Portland, OR

- Salem, OR


Pennsylvania

- Allentown, PA

- Doylestown, PA

- Erie, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

- Scranton, PA

- West Conshohocken, PA


Puerto Rico

- San Juan, PR


Rhode Island

- Providence, RI


South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC


South Dakota

- Souix Falls, SD


Tennessee

- Chattanooga, TN

- Johnson City, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


Texas

- Arlington, TX

- Austin, TX

- Bryan, TX

- Corpus Christi, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Garland, TX

- Houston, TX

- Houston - Energy Corridor, TX

- Irving, TX

- Laredo, TX

- League City, TX

- Lubbock, TX

- Midland, TX

- Round Rock, TX

- San Antonio, TX

- The Woodlands, TX

- Waco, TX


Utah

- Salt Lake City, UT


Vermont

- Burlington, VT


Virginia

- Alexandria, VA

- Arlington, VA

- Charlottsville, VA

- Fredericksburg. VA

- Norfolk, VA

- Reston, VA

- Richmond, VA

- Roanoke, VA


Washington

- Olympia, WA

- Redmond, WA

- Richland, WA

- Seattle, WA

- Spokane, WA

- Tacoma, WA


West Virginia

- Charleston, WV


Wisconsin

- Green Bay, WI

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).