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Red Flags and High-Risk AML Transactions




2 CPEs

About the Course

Being offered twice a quarter on Tuesdays at 1:00 p.m. to 3:00 p.m. Central Time.

Anti-money laundering (AML) policies and procedures are a hot topic in the financial services industry!

Is your bank feeling pain from this intensifying regulatory requirement for the financial institution?

Properly managing high-risk transactions is a basic requirement in the banking industry. This event is focused on helping the bank to avoid reporting failures which can lead to sanctions. This event covers both the identification and the management aspects of high-risk transactions within the financial institution.

Much of the session we will discuss actual money laundering strategies and techniques. And for each, what are the Red Flags such activities should raise?

Missing "Red Flags" indicating money laundering can take place at your bank. The failure to file a SARs has potential regulatory ramifications. This event looks at money laundering detection from a very different point of view. Most bankers will go their entire careers without uncovering a case of money laundering. It is hard to be on the lookout for something you have never seen before.

The material in this valuable program is based on research, actual investigations, and 20 years in Miami banking. The instructor describes common laundering techniques and the Red Flags to look for.

This timely, two hour CPE training event is designed for the internal auditor, compliance professional and others who wish to improve their AML tradecraft skills.

Each attendee will receive 2 CPE Hours (YB). A certificate of completion will be provided.

This CPE training event focuses on detecting money laundering in the finance sector because it is getting trickier to detect.

The instructor will discuss how to create and implement an internal control program that covers all the Red Flags and high-risk anti-money laundering transitions.

In this event the Red Flags are organized for each bank functional area. We provide additional tips and information based on years of consulting with major banks from the perspectives of prevention, loss reduction, detection, and investigations.

CPE Event Highlights