Internal Control Focused CPE Training Seminars
Corporate Compliance Seminars presents continuing professional education (CPE) seminars in the following areas:
COSO 2013 Training Seminars
Information Technology Training Seminars
Internal Control Training Seminars
Internal Auditor Training Seminars
We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB.
List of Internal Control Focused CPE Training Seminars
This page summaries the Internal Control Focused Training Seminars which are being presented in various cities throughout the United States. This family of seminars includes:
World Class Enterprise Risk Management (8 CPE)
COSO 2013: The Sequel (8 CPE)
COSO 2013: ICFR Assessments (8 CPE)
COSO Compliance Academy (24 CPE)
Cybersecurity Risk Program Training Academy (16 CPE)
Cybersecurity Risk Management Tools Academy (24 CPE)
The Green Book (8 CPE)
The Green Book Compliance Academy (24 CPE)
Using COSO 2013 for Compliance (24 CPE)
Best Practices: Audit Committee (4 CPE)
Understanding Cybersecurity (4 CPE)
Best Practices: Project Management (8 CPE)
Foreign Corrupt Practices Act (FCPA) (4 CPE)
Forensic Accounting (4 CPE)
"Frauditing" Internal Controls to Prevent & Detect Corporate Fraud (8 CPE)
Information Technology General Controls (8 CPE)
Managing Corporate Cultural Change (4 CPE)
NAIC Model Audit Rule Compliance (24 CPE)
NAIC Model Audit Rule Compliance Academy (24 CPE)
NAIC Cybersecurity Model Law Academy (16 CPE)
SOX for the External Auditor (8 CPE)
SSAE SOC Audits: Auditee - Auditor - Assessor (24 CPE)
Business Improvement - Restructuring & Turnaround (8 CPE)
The SEC's XBRL Mandate: A Practical Perspective (1 CPE)
These CPE programs are also available for presentation at your site tailored to your specific training needs. See the page concerning Custom Seminars for further details.
Our seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.
Prices for individual attendance are detailed on the seminar specific web pages or via the Buy Now Buttons on the payment page. Call us for special offers and group pricing.
Internal Controls for SOX and COSO Compliance
Classroom training on the best practices for internal control, including streamlined SOX
compliance and the latest guidance from the SEC, PCAOB and COSO.
This one-day seminar is designed to provide a complete overview of an effective program for the creation of internal control over financial reporting (ICFR). Be trained on how an organization can create and maintain an internal control framework to comply with SOX or other similar regulations.
Hundreds of our seminar attendees have taken a top-down risk based approach to compliance which has produced results for management and been successfully assessed by their external auditors. Learn what the "Best Practices" concerning the use of COSO Princples to define ICFR. (8 Hours CPE)
Details On & Upcoming Training Dates for SOX Compliance Seminar
top of page
Business Improvement - Restructuring & Turnaround
Full day of organized advice gathered from very experienced business turnaround consultants. This consulting session presents the factors you need to consider during the business turnaround process.
This one-day presentation is designed to provide an overview of an effective approach to leaving no stone un-turned during the execution of a business turnaround. Learn what turnaround consultants have devised and executed in corporate renewal programs.
While each business turnaround is unique there are established stages that each successful turnaround must go through. Our seminar attendees will hear a composite program that can be used to address management changes, situation analysis, action plan, business restructuring and a return to normalcy. Learn the "Best Practices" used in effective business turnarounds. (8 Hours CPE)
Details On & Upcoming Training Dates for Business Turnaround Seminar
top of page
Best Practices - Information Technology (IT) Controls Seminar
Classroom training on the best practices for Information Technology (IT) governance, management, security, general controls and auditing.
This popular one-day seminar is designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with SOX or other similar regulations.
Our attendees learn that a top-down, risk based approach to IT compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the "Best Practices" of IT from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs. This seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE).
Details On & Upcoming Training Dates for IT General Controls Seminar
top of page
Sarbanes-Oxley Compliance for the CPA External Auditor Seminar
Classroom training on the best practices for external auditors who have to comply with the PCAOB Auditing Standards.
This new one-day seminar is designed to provide the PCAOB registered auditing firm partners and professionals with an understanding of requirements within Auditing Standard 5. It moves you away from the audit programs established under Auditing Standard 2 to establishing audit activities that take the integrated audit approach.
Attendees learn the planning approach which will lead to a top-down, risk based integrated audit. Smaller public companies are now required to comply with the management assertion requirement of Section 404 of the Sarbanes-Oxley Act. Now, these companies will be subject to the auditor attestation requirement of Section 404 for their annual reports filed for fiscal years ended on or after December 15, 2009. This seminar is for audit partners and audit professionals who will be conducting these SOX audits. (8 Hours CPE).
Details On & Upcoming Training Dates for SOX for the CPA Seminar
top of page
U.S. GAAP to IFRS Conversion – Preparing for the Change Seminar
The SEC's Roadmap for the Potential Use of Financial Statements Prepared in Accordance
with International Financial Reporting Standards (IFRS) by U.S. Issuers was published in
the Federal Register on November 21, 2008.
The SEC is proposing a lengthy conversion period to allow companies to absorb the standards
and avoid the difficulties experienced from the Sarbanes-Oxley Act compliance. Other Federal
Regulars are now working on their conversion plans to regulations based on financial reporting
The one-day seminar will provide guidance and training to prepare for a smooth transition to IFRS. Changing to IFRS is not a revolution but a global standardization to move from a rules-based financial reporting standard to one that is principles-based. (6 Hours CPE)
Upcoming Training Dates for IFRS Conversion Seminar
top of page
NAIC Model Audit Rule Compliance Workshop
Learn how to comply using a cost effective methodology with the NAIC's Model Audit Rule requirements concerning internal controls over financial reporting.
This three-day workshop is focused on insurance organizations that will have to comply with the NAIC Model Audit Rule (MAR). It will leverage the efforts of compliance managers, controllers, CFO’s and others who have to create internal controls over financial reporting and governance under the NAIC Model Audit Rule. We will walk through how to comply using the knowledge we have acquired from numerous SOX engagements and Model Audit Rule projects. (24 Hours CPE)
Link to article providing summary of MAR Compliance
Details On & Upcoming Training Dates for this NAIC MAR Compliance Workshop
top of page
OMB Circular A-123 and the Sarbanes-Oxley Act Seminar
A seminar about practical, cost-effective compliance with “Management’s Responsibility for Internal Control” for Federal Agencies with a comparison to the SOX Act requirements for Public Companies. We look closely at the risk assessment process and how to link it to the internal controls that mitigate the major risks.
This one-day seminar is designed for government accountants, auditors, section chiefs, directors, finance managers, attorneys, IT professionals and CPAs. Learn how agencies and public companies comply with the Office of Management and Budget (OMB) A-123 and the Sarbanes-Oxley Act without breaking the budget. We focus on the guidance provided by OMB, COSO, SEC and PCAOB. Improve your Agency operations by improving the quality of internal controls! (8 Hours CPE)
Details On & Upcoming Training Dates for OMB A-123 & SOX Seminar
top of page
Managing Business Ethics Seminar
Ethics Training for CPA's and CFE's to meet their CPE requirements. Look at Ethics from the fraud examiner, investigator, auditor, accountant, attorney or business owner's prospective to prevent and detect and fraud.
This timely, one-half day training seminar is designed for CPA's, auditors, CFE's, controllers, finance managers, attorneys, IT professionals and department heads.
Ethics is the study of morality. "Ethics for the CPA" is concerned with business practices defining right and wrong. Ethical choice exists prior to the acceptance by any one individual. The professional should look at ethics not as a personal choice but a business construct. Ethical practices are a reflection on the right actions by the professional.
Details On & Upcoming Training Dates for CPA Ethics CPE Seminar
top of page
Auditor Licenses and Certifications
Employment opportunities are best for auditors with certification. Most audit employers prefer or require auditors to have certified public account (CPA) or certified internal auditor (CIA) credentials or certified fraud examiner (CFE) and certified information systems auditor (CISA).
CPA audit certification is granted by each state's Board of Accountancy. In nearly all states, accountants or auditors must have 150 academic hours of training, which requires training beyond the typical 120 hours of an undergraduate degree. Therefore, CPA candidates usually have completed graduate-level accounting and auditing courses.
To become certified, auditors must pass the Uniform CPA Examination, which is administered by the American Institute of Certified Public Accountants (AICPA). The exam involves four sections which can be passed at once or on separate testing occasions, though exam-takers are required to pass all four sections within 18 months of passing the initial section. To retain CPA credentials, auditors and accountants must obtain continuing education credits.
The Institute of Internal Auditors (IIA) offers CIA certification for auditors who have completed a formal audit training program and acquired at least two years of audit experience. Auditors must pass a comprehensive exam that addresses tax and auditing regulations, proper auditing processes and additional areas of financial review. To remain certified, auditors must participate in continuing education courses offered by the IIA.
CFE certification is granted by the Assocation of Certified Fraud Examiners (ACFE). Certified Fraud Examiners (CFEs) possess unique audit industry expertise in preventing and detecting fraud, and are highly valued by organizations spanning all industries, sectors and sizes. The CFE Exam will test knowledge of the four major areas that comprise the fraud examination body of knowledge.
The CISA certification has been granted in the past by the Information Systems Audit and Control Association. The ISACA now goes by its acronym only, to reflect the broad range of IT governance professionals it serves. ISACA®'s Certified Information Systems Auditor® (CISA®) certification instantly validates skills and expertise in auditing, control and information security. It proves the CISA can assess vulnerabilities, report on compliance and validate and enhance controls in an enterprise.