Corporate Compliance Seminars

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Internal Audit Focused Training Seminars

Overview
Audit 101
Audit 201
Audit 301
Audit Committee Seminar
Audit Committee Workshop
Audit Report Writing
Continuous Auditing
Frauditing
Project Management

 

Internal Control & CPA Focused Seminars

Overview
Ethics
FCPA
IC for SOX
IFRS Conversion
IT Controls 1 Day
NAIC MAR 3 Day
OMB A-123 1 Day
Project Management
SOX for CPA's
SOX 3 Day
 

Continuous Auditing & Monitoring

Upcoming Training
Highlights
Objectives
Agenda Issues
Fees
 

Internal Audit Report Writing

Upcoming Training
Highlights
Objectives
Agenda Issues
Fees
 

Managing Business Ethics

Upcoming Training
Training Benefits
Highlights
Objectives
Agenda Issues
Fees
 

The Instructors

John Blackshire
David Marshall
Clark Colvin
 

Business Partners

Infotech Global
The Accountware Group.
 



Internal Audit 101: Audit Principles & Techniques Seminar

Are you having difficulty finding good training for a new auditor? Do you have an Internal Auditing department with the need for basic training for new hires and transfers into the department? What are the base principles and techniques needed to be an internal auditor?

Audit 101 is the perfect course to provide an introduciton to internal auditing to someone new to the field. This course provides an overview of the auditing field, including the latest guidance for a risk-based, top-down approach, key audit terminology, and basic beginner auditing steps on how to audit. New auditors should not start their jobs without taking this course!

Designed for internal auditors who are new or have limited experience in the audit profession. This seminar will walk through the basics of being an internal auditor. It is ideal for auditors who want to ensure that they follow approved, prescribed audit standards and apply the appropriatte audit tools and techniques.

This timely, one-day training seminar is designed for the new internal auditor and others who have to create an effective audit plan, perform the audits, generate workpapers, and effectively communicate the results.

The current price of this training seminar is $695 per attendee. The fees will go up to $695 on April 1, 2011. Each attendee will receive 8 hours of CPE credit. To reserve your space, click on the "Sign-up Now" link, complete the registration form, and use the corresponding "Buy Now" button for payment.

 Upcoming Internal Auditing 101 Seminars

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City Date Timing
Basking Ridge, NJ February 7, 2012 8:30 to 5:00
Tulsa February 7, 2012 8:30 to 5:00
Atlanta February 14, 2012 8:30 to 5:00
Houston February 14, 2012 8:30 to 5:00
Portland, OR February 14, 2012 8:30 to 5:00
Tucson, AZ February 29, 2012 8:30 to 5:00
Austin, TX March 6, 2012 8:30 to 5:00
Miami March 13, 2012 8:30 to 5:00
Seattle March 13, 2012 8:30 to 5:00
Chicago March 20, 2012 8:30 to 5:00
Honolulu March 20, 2012 8:30 to 5:00
Albany, NY March 27, 2012 8:30 to 5:00
New Orleans March 27, 2012 8:30 to 5:00
Columbia, SC April 3, 2012 8:30 to 5:00
Hartford April 3, 2012 8:30 to 5:00
Pittsburgh April 3, 2012 8:30 to 5:00
Buffalo April 17, 2012 8:30 to 5:00
Little Rock April 17, 2012 8:30 to 5:00
Providence April 17, 2012 8:30 to 5:00
Cincinnati April 24, 2012 8:30 to 5:00
Nashville April 24, 2012 8:30 to 5:00
Phoenix April 25, 2012 8:30 to 5:00
Dulles, VA April 30, 2012 8:30 to 5:00
Charlotte May 1, 2012 8:30 to 5:00
Indianapois May 1, 2012 8:30 to 5:00
Birmingham May 7, 2012 8:30 to 5:00
Baltimore May 8, 2012 8:30 to 5:00
Memphis May 8, 2012 8:30 to 5:00
Houston May 15, 2012 8:30 to 5:00
Bloomington, MN May 15, 2012 8:30 to 5:00
New York City May 15, 2012 8:30 to 5:00
ChicagoMay 22, 2012 8:30 to 5:00
Denver May 22, 2012 8:30 to 5:00
Oklahoma City May 22, 2012 8:30 to 5:00
St. Louis May 29, 2012 8:30 to 5:00
Seattle May 29, 2012 8:30 to 5:00
Los Angeles May 30, 2012 8:30 to 5:00

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of other topics being present. Our Seminar Cities by Week provides a guide to the locations during a calender week.

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Seminar Highlights

- What are Auditing Standards
- Best Practices in conducting audit fieldwork
- Understanding Risk Assessment
- Value of Internal Auditing

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Learning Objectives

- Attendees will understand how an audit is conducted
- Attendees will learn how to identify risks
- Attendees will learn how to evaluate and document internal controls
- Attendees will discover the best techniques for gathering audit evidence
- Attendees will see the importance of preparing workpapers
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand the audit communication process

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Key Issues on the Agenda


Registration

Section 1 - Introduction and Background
- What is Auditing?
- What are the Applicable Standards?

Section 2 - Why is Internal Auditing Important?

Section 3 - Why is Auditing Fun, Interesting and Exciting?

Section 4 - Internal Auditing Basics
- Risk Assessment
- Existing Documentation
- Interviewing and Gathering Evidence
- Building Rapport
- Questioning Techniques (S.P.I.N.)
- Active Listening Skills

Section 5 - Audit Field Work
- Provided By/ Prepared By Client (PBC) Lists
- Audit Workprograms
- Tick Marks
- Documentation Types and Styles

Section 6 - Performing Tests of Controls and Substantial Testing
- Gathering Information
- Audit Sampling
- Audit Evidence
- Testing Techniques
- Analysis and Evaluation of Information

Section 7 - What is a Walkthrough?

Section 8 - Information Technology
- Auditor Responsibility for IT knowledge
- Information Technology General Controls
- Information Technology Application Software Controls

Section 9 - Fraud Considerations
- The Fraud Triangle
- Red Flags of Fraud
- Fraud Concerns by Industry

Section 10 - Going Forward

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Experts Providing Training Seminars

Corporate Compliance Seminars was founded by experts who enjoy researching and providing classroom training, workshops and consulting on internal controls, auditing, compliance and accounting related subjects. We focus on SOX, COSO, PCAOB, COBIT, GRC, risk management, IFRS and IIA Standards.

Corporate Compliance Seminars allows attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG)Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging educational training.

 

ATTENDEE INFO

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Project Management Seminar

Upcoming Training
Highlights
Objectives
Fees
 

Audit Committee Seminar

Upcoming Training
Highlights
Objectives
Fees
 

Fraud Detection & Prevention Seminar

Upcoming Seminars
Training Benefits
Highlights
Objectives
 

Audit Committee Workshop

Upcoming Training
Highlights
Objectives
Fees
 

Internal Audit 101

Upcoming Seminars
Highlights
Objectives
Agenda Issues
Fees
 

Internal Audit 201

Upcoming Seminars
Highlights
Objectives
Agenda Issues
Fees
 

Internal Audit 301

Upcoming Seminars
Highlights
Objectives
Agenda Issues
Fees
 

Business Improvement with Re-Structuring

Upcoming Seminars
Training Benefits
Highlights
Objectives
Agenda Issues
Fees
 

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Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).