Corporate Compliance Seminars
Home HOME About Us ABOUT CCS Contact Us CONTACT CCS In-Person IN-PERSON EVENTS SCHEDULE Virtual VIRTUAL WEEKLY EVENTS CALENDER
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars

Virtual Weekly Events Calendar


In-Person Events
Auditing Cybersecurity
New Auditors
Audit Leaders
Forensic Accounting
ITGC Audits
COSO Framework
MAR Programs
Insurance Cybersecurity

In-Person Event Cities

Virtual Auditor Tradecraft Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Virtual Internal Control Events
World Class ERM
Auditing Procure to Pay
Continuous Auditing
COSO Academy
Using COSO
ICFR Assessments
Green Book Standards
Green Book Academy
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Improving Risk ID
IT Controls
NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity
PMP 5 Day Course
SSAE SOC Audits
SOX for the CPA
Understanding COSO
Understand Cybersecurity

Virtual Weekly & Biweekly Events
Audit 101
Audit 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber
Understanding COSO
World Class ERM

Virtual PCAOB Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105

Virtual Securing the Procure to Pay Process Events
Auditing Procure to Pay
Continuous Auditing
Detecting Fraud in P2P


On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Virtual Multi-Day CPE Events

Virtual Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Virtual Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Virtual Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

Virtual CPA & Other Events

PCAOB Tradecraft
Project Management
SSAE SOC Training

Virtual Cybersecurity Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

Virtual Banking Industry Events
AML/BSA Basics
Bank Auditors & Fraud
Banking Fraud Prevention
Compliance Failures
FFIEC Cybersecurity
FinCEN's CDD Rule
Red Flags & Risky AML
Identity Issues in Banking


Virtual PCAOB Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SOX for the CPA
SSAE SOC Training

Virtual Auditor Focused Events

Internal Control Events

Virtual Information Technology Events

Virtual Insurance Industry Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group
 

Organizations Attending Seminars



SOX for the External Auditor - 4 CPEs



PCAOB Auditor Focused Events

Biweekly on Thursday's in 2021

Find Next Event Now

PCAOB Broker Dealer Inspection SEC AS CPE CPA CIA IIA External Audit risk training course compliance SOX 404 COSO ICFR ITGC Auditing Standard Audit standard report best workpapers NASBA

This CPE training has been developed specifically to assist External Audit firms to comply with the PCAOB Auditing Standard 2201.

This CPE training has been developed specifically to assist External Audit firms to comply with the PCAOB's expectations for the documentation concerning internal controls over financial reporting (ICFR). It is based on the best practices for auditing public companies, including planning engagements using the latest guidance from the SEC, PCAOB, COSO and COBIT.

This is one of several CPE seminars and workshops we present concerning compliance with the Sarbanes-Oxley Act. This CPE training seminar is designed for external auditors with PCAOB registered firms, attorneys, internal auditors and others engaged in the auditing of public companies.

Learn how the PCAOB Auditing Standards can be applied to test and evaluate internal control frameworks which comply with Sarbanes-Oxley. Improve your audit planning and documentation by improving your understanding of internal controls.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of the virtual 4 CPE event is $240 per attendee. Discounts are available for more than one attendee from each organization: (2) $455.00 (3) $650.00 (4) $815.00 (5) $1,020.00.

You can request this event for any day at any time with two attendees.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 4 CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Auditing, Information Technology
CPE Credits: 4, based on 50 minutes of instruction per hour

Testimonials:

View All Testimonials

Virtual SOX for the External Auditor Events

SOX for the External Auditor

Public Presentation on Thursdays in 2021

Signup Now

The Event will start at 10:00 Central Time (As of January 5, 2021)

The retail cost of this 4 CPE event is $240 per attendee.

The public event will be four hours long. One half hour for lunch at 12:00 noon.

Virtual CPE Events by Date

Auditor CPE Events

COSO 2013 CPE Events

Cyber & ITGC CPE Events

Internal Control CPE Events

Insurance Industry CPE Events

PCAOB SEC AS CPE CPA CIA IIA External Audit risk training course compliance SOX 404 COSO ICFR ITGC Auditing Standard Audit standard report best workpapers NASBA

Benefits of Attending

"We are currently in a "perfect storm" in the area of internal control over financial reporting, which demands effective action by all participants in the financial reporting and auditing chain. Management, internal auditors, and external auditors will be navigating the updated Committee of Sponsoring Organizations of the Treadway Commission (COSO) "Internal Control - Integrated Framework" at the same time that external audit firms are taking steps to respond to PCAOB inspection findings associated with their audits of internal control." Jeanette M. Franzel, March 26, 2014 PCAOB Board Member

The PCAOB has focused on the external auditor's audit workpapers concerning internal controls and their testing. This seminar focuses on significant trends and emerging issues in audits of internal control over financial reporting and related PCAOB inspections issues. The material will provide some possible approaches for effectively navigating these issues.

This seminar is presented by internal control auditing experts that have extensive public accounting expertise and have presented this engaging seminar throughout the United States to CPA firms. The instructors will candidly share their experience and present a pragmatic approach to PCAOB standard compliance.

^ top of page ^

Seminar Highlights

- Audit Planning Process under AS 5
- Risk Assessment Underlies the Entire Audit Process
- Structure of the COSO and COBIT Internal Control Frameworks
- Best Practices within Entity-Level Controls
- Assessment of Entity-Level Controls
- Testing the Effectiveness of Key Controls
- Summary of PCAOB Guidance and Presentations
- This seminar is based on the history of PCAOB activities and guidance (See History of PCAOB ICFR Assessment Activities below)

^ top of page ^

Learning Objectives

- Attendees will understand details within Auditing Standard 5
- Attendees will identify methods for improving their audit workpapers
- Attendees will understand entity-level controls and their application to risks
- Attendees will learn the available guidance from the PCAOB
- Attendees will discuss how internal controls are used by clients manage risk and reduce fraud

^ top of page ^

Key Issues on the Agenda


Registration

Section 1 - Introduction and Background
- Introduction
- History of Audits of Public Companies
- Definition of Internal Control
- Review of PCAOB Standards

Section 2 - Top-Down vs. Control-Based Compliance
- Where did COSO Originate?
- How COSO has developed
- The risk-based approach within AS 5

Section 3 - Internal Control Frameworks Under SOX
- What Internal Control Frameworks can be used by clients
- COSO as defined in the Small Company Guidance
- The 20 COSO Principles - Valuable Reference Materials
- COBIT Information Technology Framework

Section 4 - PCAOB Auditing Standard 5
- Guidance for PCAOB Registered Auditors
- Planning the Audit
- Using a Top-Down Approach
- Testing Controls
- Evaluating Identified Deficiencies

Section 5 - Entity-Level Internal Controls
- Assessing Entity-Level Controls
- Examples of Key Controls at the Entity Level by COSO Principle
- Best Practices within the Control Environment

Section 6 - Sarbanes-Oxley Act of 2002
- Titles and Sections

Section 7 - Testing of Controls
- Testing Process
- Standards for Documenting and Testing Key Controls
- Sample Size Logic
- Measuring the Maturity of Controls

Section 8 - Going Forward
- Future of Regulation
- Roadmap to Compliance
- Lessons Learned
- Building Sustainability
- Dave’s Top Ten

top of page

Seminar Schedule Experts Providing Internal Audit Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

top of page

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!
Corporate Compliance Seminars

Make a Payment After Sign-up

Contact Us

About Us

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Price Comparison


Weekly Virtual Events Calendar


Forensic & Investigative Accounting


Seminar Discounts & Pricing


Recent Issues Links


Organizations Attending Seminars


Join Our Email List


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Audit Basic Training


Internal Audit Advanced Training


The Art of Internal Audit Reporting


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Multiday Training Academy


Using COSO 3 Day Course


Continuous Auditing & Monitoring


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Multiday Academy


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training



Testimonials


View All


Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).