Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Broker Dealer Audits
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, GA
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Doylestown, PA
Dulles, VA
East Berlin, CT
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Manassas, VA
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Myrtle Beach, SC
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Olympia, WA
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tallahassee, FL
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
West Lake Village, CA
West Palm Beach, FL
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit Basic Training - Banking Workshop

Join us for a unique, interactive course that "walks you through" the Internal Audit process with a focus on the retail banking industry.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting within a retail banking environment."

This comprehensive banking focused internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful bank internal auditor. All the examples and workshops are retail banking oriented.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

We also focus on FDICIA compliance: how to provide internal control under FDICIA; how to test internal controls at all levels; how internal control frameworks are assessed; and how do we document the internal control framework for the Board and Management.

Relax and learn through expert instructor presentations, discussions, expert examples, audit exercises, white-board diagramming and workpaper examples.

This timely, four-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits, internal control assessments and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 32 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,975.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $3,750.00 (3) $5,330.00 (4) $6,715.00 (5) $7,900.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Course Duration: 4 Days; CPE Credits: 32; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training - Banking Courses:

City
Date
Timing

Jersey City, NJ
Tuesday-Friday, September 17-20, 2019 Tuesday-Thursday 9:00a to 4:45p - Friday 9:00a to 2:45p
...

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Regus Office Facility, 101 Hudson Street, 21st Floor, Jersey City, New Jersey 07302

Atlanta, GA
Tuesday-Friday, September 24-27, 2019 Tuesday-Thursday 9:00a to 4:45p - Friday 9:00a to 2:45p
...

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Regus Office Center, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

Los Angeles - Woodland Hills, CA
Tuesday-Friday, October 8-11, 2019 Tuesday - Thursday 9:00a to 4:45p - Friday 9:00a to 2:45p
...

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Regus Office Facility - Trillium Towers Center 6320 Canoga Avenue, 15th Floor, Woodland Hills, CA 91367

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are Auditing Standards
. Who are the banking regulators?
. What are the risks: Retail Banking, Corporate Banking, Private Banking?
. Understanding Risk Assessment for banks
. Best Practices in conducting audit fieldwork and internal control testing
. Internal audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing
. Best Practices concerning FDICIA compliance
. Entity Level Control Documentation
. Testing FDICIA controls at all levels: entity, process, ITGC

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Learning Objectives

. Attendees will understand the basics about banking regulation and the need for internal auditors
. Attendees will understand how bank internal audits are conducted
. Attendees will learn how to identify risks in a retail banking operation
. Attendees will learn how to evaluate and document internal controls under FDICIA
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the internal audit communication process

--> top of page

Key Issues on the Agenda


Introductions

Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. What are the characteristics of your bank
. Overview of agenda

Section 1 - Overview of Internal Auditing in Retail Banks
. Myths About Auditing
. How the World Works!
. What is "Moore's Law"?
. What is "Internal Auditing"?
. How can auditors manage risk?
. What type of internal audits do we conduct?
. Internal Audit Questions and Answers
. Audit Committee Expectations
. Accounting vs Auditing
. What should an internal auditor do?
. Who are the banking regulators? . Dr. Kotter's Steps for Change

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
. History of Auditing
. Traditional Internal Auditing
. Today's Bank Internal Auditors
. Tomorrow's Challenge

Section 3 - Auditor Guidance
. Numerous Audit Guidance Available
. How the regulators look at banking - CAMELS Rating System.
. Institute of Internal Auditor's IPPF
. IIA Code of Ethics
. Four Stages of Competence
. IIA Attribute Standards
. IIA Performance Standards
. IIA Practice Guides
. COSO 2013
. FDICIA and the FDIC
. FFIEC Cybersecurity Assessment Tool
. Federal Legislation
. Sarbanes-Oxley Act
. GAAP - IFRS - GAAS - PCAOB

Section 4 - Roles of the Internal Audit Team
. Chief Audit Executive
. Audit Manager
. Audit Senior
. Audit Staff
. What skills should auditors possess?
. Personality?

Section 5 - Internal Audit vs. External Audit
. What is "Materiality"? "Misstatements"?
. Financial Auditing
. GAAS Compliance

Section 6 - Planning the Internal Audit and Assessing Business Risks
. Internal Audit "Life Cycle"
. Risk Guidance from COSO Enterprise Risk Management Framework
. Three Layers of Residual Risk
. COSO and FDICIA Focus on Risk
. Development of a Risk-based bank internal audit plan
. Assess the Areas of Audit Risk
. Risk Management and Audits are not perfect
. Maintain an "Audit Trail"
. How do we plan an internal audit?
. Detailed planning of audits
. Where can we obtain audit procedures?
. Better Audit Management
. Conducting an audit risk assessment
. Development of an "Audit Program"
. Deliverables from the Audit Planning Process

Section 7 - Conducting Interviews
. What does internal audit mean?
. What false assumptions get in the way?
. Different types of interviews
. Different personality types
. The Audit Interview
. S.P.I.N. Selling Interviews
. Situation Questions
. Open Ended Problem Questions
. Implication Questions
. What needs to be done?
. Establishing a "Fact"
. Sequencing to get to the "Facts"

Section 8 - Concluding Audit Fieldwork
. "Kick-Off" meeting
. Deliverables Reviews
. Recognizing the important internal controls
. Conducting an "Audit Walkthroughs"
. Procedures Reliability Attributes
. Fieldwork Skills
. What is being heard??
. Obstacles that get in the way.
. Categories of lies
. What deception sound like
. What deception looks like
. Sort through the interview
. Assess the segregation of duties
. Quality of Audit Evidence
. Methods of testing
. Testing financial transactions
. Control testing
. Sample sizes
. Examples of Internal Controls in business processes
. Examples of Information Technology General Controls
. Examples of entity level controls
. Organizing and documenting work in audit workpapers
. Workpaper key elements
. Workpaper reviews
. Essential workpaper characteristics

Section 9 - Using Audit Software
. Audit Software Categories - Brands
. Data analysis
. Flowcharting

Section 10 - Audit Findings & Concluding the Audit
. Holding an "Audit Exit" meeting
. Confirmation of the audit findings
. Audit reporting writing magnificent seven
. Evaluate the severity of findings

Section 11 - Audit Report Writing
. How to write a "Bad Audit Report"
. Maintain the "Audit Trail"
. lIA Vision of an Audit Report
. Format, Organization and Content
. IIA Audit Guidance
. Why do we write audit reports?
. Limitations
. Feelings
. Do you know your audience?
. Organize your content for the audience
. Visual learners
. Audit Opinions
Section 13 - Components of the Audit Report
. Sections of the Audit Report
. Cover page
. Executive Summary . Auditor's summary
. Findings and recommendations
. Appendices

Section 14 - The High-Level Executive Summary vs Audit Summaries
. What to tell the "Executive"?
. Executive Summary Section of the Audit Report
. Risk Communication
. Build the Relationship
. Management Action Linkage
. Audit Summary - Protection for the audit team
. Summarize the findings
. Identify the audit objectives
. Scope Limitations
. Audit Opinion and Ratings
. What is an audit opinion?
. Ratings - Scores - Grades
. Maturity Models

Section 15 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Risk Ranked Findings
. More effective audit findings
. Conditions - 50,000 feet to "Ground Zero"
. Criteria
. Cause - Proximate - Intermediate - Root Cause
. Risk Ranks
. Common Risk Categories

Section 16 - Recommendations and Corrective Action Plans
. The IIA Standard
. How to make a management action plan S.M.A.R.T.
. Best Practices

Section 17 - Audit Report Formatting
. Font Type and Size
. Text Justification
. Formatting Recommendations
. Format accounting to the audit type
. Special reports

Section 18 - Optimizing the Audit Report
. Optimizing the Report
. Optimize the Visual Presentation
. Cover Page
. Optimize the Report Structure
. Optimize Content
. Optimize Flow
. Optimize Wording
. Optimize the Paragraph
. Optimize the Sentences
. Optimize the Content
. Clarity
. Coherence
. Word Economy
. Verb Tense
. Using Tone for Advantage
. Proof Reading
. Report Review
. Optimize Format to Visual People

Section 19 - Federal Deposit Insurance Corporation Improvement Act of 1991 - FDICIA
. What Happened in to the FDIC and FSLIC in the 1980's?
. The Details of FDICIA Act
. Current Day Compliance Requirements

Section 20 - The COSO Internal Control Framework
. COSO "Risk Assessment"
. COSO "Control Environment"
. COSO "Control Activities"
. COSO "Information and Communication"
. COSO "Monitoring Activities"

Section 21 - Planning the FDICIA Compliance Assessment
. Project Management Methodologies
. Defining Your Risks
. Assessing Risk in Your Banking Organization
. Determining the Risk Response
. Documenting the Plan

Section 22 - Performing the Assessment
. Assessing Corporate Governance - Entity Level Controls
. Assessing Process Level Controls:
- Cash - Cash Equivalents - Investments - Treasury - Loans - Allowance for Loan and Lease Losses - Information Technology - Fixed Assets - Other Assets - Deposits - Borrowings - Trust - Fee Income - Human Resources - Payroll - Accounting and Financial Reporting - The Bank Call Report . Internal Control Testing
. Sampling Techniques
. Documentation Examples

Section 23 - Concluding the Assessment
. Evaluating Internal Control Deficiencies
. What is the Severity?
. CAPs and Accountability
. Remediation Activity
. Re-Testing
. Opining
. How Do We Document FDICIA Compliance?
. Summarizing for Executives and Boards

Section 24 - Summary and Wrap-Up
. 10 Keys to successful internal auditing
. Communication is the end product
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Banking Industry Regulatory Compliance Knowledge Areas


The following knowledge areas are the basis for the Certified Regulatory Compliance Manager (CRCM) examination. This certification is focused on the knowledge needed to address all the compliance requirements that may be presented in a retail community bank.

Credit

A.Equal Credit Opportunity Act/Regulation B
B.Consumer Leasing Act/Regulation M
C.Flood Insurance Laws and Regulations including Interagency Q&A
D.Truth in Lending Act/Regulation Z
E.Unfair, Deceptive, or Abusive Acts or Practices(UDAAP)
F.Fair Housing Act G.Fair Credit Reporting Act/Regulations V and FF
H.Real Estate Settlement Procedures Act/Regulation X
I.Fair Debt Collection Practices Act
J.Servicemembers Civil Relief Act
K.Homeowners Protection Act
L.Insider Lending/Regulation O
M.Credit by Banks for the Purpose of Purchasing or Carrying Margin Stocks/Regulation U
N.Real Estate Appraisal Regulations
O.Military Lending Act
P.Home Mortgage Disclosure Act/ Regulation C
Q.Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act)/Regulation G

Deposits

A.Electronic Funds Transfer Act/Regulation E
B.Federal Benefit Payment Garnishment Rule
C.Expedited Funds Availability Act/Regulation CC
D.FDIC Deposit Insurance Regulations
E.Reserve Requirements/Regulation D
F.Truth in Savings Act/Regulation DD
G.Debit Card Interchange Fees and Routing/Regulation II
H.Unfair, Deceptive or Abusive Acts or Practices (UDAAP)III.

Bank Operations

A.Transactionswith Affiliates/Regulation W
B.Bank Protection Act
C.Branch Closing Policy Statements
D.IRS Information Reporting and Withholding Regulations
E.Retail Non-deposit Investment Products

Guidance

F.Consumer Protection in Sales of Insurance Regulations
G.Exceptions from Broker-Dealer Requirements/Regulation R
H.FIRREA Civil Money Penalties
I.Title III of the Americans with Disabilities Act IV.

Financial Crimes

A.Bank Secrecy Act
B.Office of Foreign Asset Control Regulations
C.Foreign Corrupt Practices Act
D.Unlawful Internet Gambling Enforcement Act/Regulation GG
E.Bank Bribery Act

Community Reinvestment Act

A.CRA Sunshine Act and Implementing Regulations
B.Community Reinvestment Act, Implementing Regulations and Interagency Q&A
C.Interstate Branching and Banking Efficiency Act VI.

Privacy

A.Right to Financial Privacy Act
B.Privacy of Consumer Financial Information/Regulation P
C.Children's Online Privacy Protection Act
D.Information Security Provisions of GLBA/FFIEC Guidelines
E.Telephone Consumer Protection Act (TCPA)
F.Identity Theft Prevention Program Requirements (FCRA)
G.Privacy of Protected Health Information (HIPAA / HITECH Act)
H.Financial Records Reimbursement / Regulation S
I.Telephone Sales Rule (TSR)
J.Controlling the Assault of Non-Solicited Pornography and Marketing Act (CAN-SPAM Act)

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit Quality
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
OMB A-123 Course
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- West Lake Village, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- East Berlin, CT

- Hartford, CT

- Norwalk, CT

- Windsor, CT


Delaware

- Wilmington, DE

District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL

Georgia

- Atlanta, GA

- Augusta, GA

- Columbus, GA

- Savannah, GA

Hawaii

- Honolulu, HI


Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA


Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS


Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI


Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN


Mississippi

- Jackson, MS


Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO


Nebraska

- Omaha, NE


Nevada

- Las Vegas, NV

- Reno, NV


New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ


New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH


Oklahoma

- Oklahoma City, OK

- Tulsa, OK


Ontario

- Toronto, ON


Oregon

- Portland, OR


Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Doylestown, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA


Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

- Myrtle Beach, SC


Tennessee

- Chattanooga, TN

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


Texas

- Arlington, TX

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX


Utah

- Salt Lake City, UT


Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Herndon, VA

- Fredericksburg, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA


Washington

- Olympia, WA

- Redmond, WA

- Seattle, WA

- Spokane, WA


Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).