Corporate Compliance Seminars
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training courses.

CCS can conduct all our courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
XBRL Webinar


Focused CPE Training Weeks

I/A Basic Weeks
I/A Advanced Weeks
COSO & SOX Weeks
Insurance Weeks
IT Training Weeks
SOC Vendor Management



Internal Auditing Courses


Risk Management & Internal Control Courses


Information Management Courses

The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes

Business Partners

Infotech Global
The Accountware Group.

Links to Professional Organizations


Internal Audit Advanced Training Workshop

This focused three-day workshop helps the experienced internal auditor to understand the underlying concepts and principles that drive the practice of internal auditing. The attendees will learn the concepts that are behind audit planning, performance, reporting, and followup. It is ideal for senior auditors, those preparing to be an audit team manager.

"Internal Audit Advanced Training" is the perfect CPE workshop to provide a focused review of advanced audit techniques. The advanced auditor must have tools in the following areas:

- Essentials of providing internal audits,
- Effective communication of internal audit findings,
- Risk based internal audit planning and execution
- Advanced audit fieldwork and interviewing methodologies,
- Audit issue and audit fieldwork workpaper quality and review,
- Manage corporate cultural change.

This timely, three-day CPE training seminar is designed for the experienced internal auditor and others who have to lead internal audit projects or compliance efforts and then communicate the results to management and the Board.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE workshop is $1,575.00 per attendee. Each attendee will receive 24 Auditing CPE Hours (YB).

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page. There is a five percent discount for multiple attendees.


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 Upcoming Internal Audit Advanced Training Workshops

City Date Timing
Columbus, OH
Tuesday-Thursday, September 19-21, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
Confirmed Presentation
Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235

San Mateo, CA
Tuesday-Thursday, October 24-26, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
Confirmed Presentation
Regus Office Facility - 951 Mariners Island Blvd, Suite 300, San Mateo CA 94404

Scottsdale, AZ
Tuesday-Thursday, January 23-25, 2018 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Facility, 7272 E. Indian School Road, Suite 540, Scottsdale, Arizona 85251

Atlanta - Buckhead, GA
Tuesday-Thursday, January 30 - February 1, 2018 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

San Diego
Tuesday-Thursday, June 12-14, 2018 8:45 to 4:45
... ... Regus Office Facility, 402 West Broadway, Suite 400, San Diego, CA 92101
Basking Ridge, NJ
Tuesday-Thursday, July 17-19, 2018 8:45 to 4:45
... ... Dolce Basking Ridge, 300 N Maple Avenue, Basking Ridge, NJ 07920

San Mateo, CA
Tuesday-Thursday, September 18-20, 2018 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Facility - 951 Mariners Island Blvd, Suite 300, San Mateo CA 94404

Dulles, VA
Tuesday-Thursday, October 23-25, 2018 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Executive Conference & Training Center, 22685 Holiday Park Dr, Sterling, VA 20166

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Key Issues on the Agenda


Section 1. Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 2. Concepts and Definitions
. What is "Internal Auditing"? What are the Objectives?
. What is "Risk"? Can Risk Be Managed?
. What is "Internal Control" and Why Are Controls So Important?
. Guidance from the IIA, COSO and COBIT
. Regulatory Requirements from the SEC, PCAOB and Others
. What is the "Audit Life Cycle"?

Section 3. History Lesson
. Where Did Internal Auditing Start?
. Where is Internal Auditing Today?
. Where is Internal Auditing Going Tomorrow?

Section 4. Roles of the Audit Team
. Audit Committee Responsibilities
. Director of Internal Audit/ CAE
. Audit Manager
. Audit Senior/ Supervisor
. Audit Staff
. Personality Profile

Section 5. Internal and External Auditing
. Responsibilities of Management
. Responsibilities of External Auditors
. What is "Materiality"? "Misstatements"?
. Responsibilities of Internal Auditors

Section 6. "Selling" Internal Audits"
. What is the "Value Proposition?
. Marketing the Internal Audit Function
. SPIN Selling
. Metrics

Section 7. Planning the Internal Audits
. Defining Risk - A Deeper Dive
. Assessing Risk in Your Organization
. Defining Your Auditable Units
. CSAs and ICQs
. Prioritization and Selection
. Mapping Resources to the Audit Plan
. Audit Unit Rotation
. Validating Your Audit Plan

Section 8. Performing the Internal Audits
. Understanding Internal Controls
. Starting the Fieldwork
. Obtaining a Walk-Through
. Defining and Refining the Audit Procedures
. Interviewing Techniques
. Assessing the Segregation of Duties
. Internal Control Testing
. Sampling Techniques
. Using Audit Software
. Documenting Audit Workpapers

Section 9. Producing Quality Workpapers
. Workpaper Key Elements
. Organization Methods
. Documentation Examples
. Workpaper Review Deficiencies
. Audit Software Packages

Section 10. Concluding the Audit
. Components of the Report
. Summarizing for the Executives
. Detailing the Findings
. What is the Root Cause? - Root Cause Analysis (RCA)
. Recommendations and CAPs
. Opinions and Ratings
. Report Optimization and Formats
. Effective Communication of Results

Section 11. Internal Audit Quality Improvement Program
. What is "Audit Quality"?
. Implementing an IA QIP
. IA Quality Metrics - The Good and The Bad
. IA QIP Scorecard

Section 12. Summary and Wrap-Up
. Recap of Internal Audit Basic Training
. Your Keys to Success!
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.



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Seminar CPE Credits, Pricing and Discounts

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Calender of Seminar Cities

Cities Where We Present Seminars

Recent Issues Links

Organizations Attending Seminars

On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101

Audit Reporting


COSO 2013

Continuous Auditing


ICFR Assessments

IT Controls

NAIC Model Audit Rule

World Class ERM

Human Resource Compliance Seminars


View All

List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
Green Book
ICFR Assessments
IFRS Conversions
IT Quality Audits
Managing Change
Managing Requirements
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Using COSO
World Class ERM
XBRL Reporting


Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


Corporate Compliance Seminars

Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site, e-mail Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;