Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars Corporate Compliance Seminars

Weekly Virtual Events Calendar


Auditor Tradecraft Skills Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Information Technology Focused Events
Cybersecurity Tools
IT General Controls
NAIC CyberSecurity
Project Management
SSAE SOC Training
Understanding Cyber

Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

PCAOB Auditor Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
2315 Dual-Purpose
PCAOB AS 2501

On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Periodic Multi-Day CPE Events

Internal Control Focused Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

PCAOB Tradecraft
Project Management
SSAE SOC Training

Cybersecurity Focused Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

PCAOB Audit Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
2315 Dual-Purpose
PCAOB AS 2501
SSAE SOC Training

Banking Industry Virtual Events
AML/BSA Basics
Banking Fraud Prevention
Compliance Failures
Employee Fraud at Banks
FinCEN's CDD Rule
Red Flags & High Risk AML
Identity Issues in Banking


Auditor Focused Events

Internal Control Focused Events

Information Technology Focused Events

Insurance Industry Focused Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.
 

Organizations Attending Seminars




Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUBO
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Information Technology Focused Events

Corporate Compliance Seminars presents auditor professional continuing education (CPE) seminars in the following areas:

Banking Industry Focused Events

COSO 2013 Framework Events

Cybersecurity & Information Technology Events

Internal Auditor Events

Insurance Industry Events

PCAOB Auditor Skills Events

We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB. We are your best source for quality compliance training workshops.

Cybersecurity & Information Technology Focused Events

We are providing the following training events using a virtual approach:

Continuous Auditing & Monitoring

Presented weekly on Wednesdays - 4 CPEs

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The retail cost of this 4 CPE event is $240 per attendee.

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Information Technology General Controls - 8 CPEs

Presented weekly on Thursday-Fridays - 8 CPEs

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The retail cost of this 8 CPE event is $495 per attendee.

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Cybersecurity Technical Excellence Event

Presented the last week of each month.

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The retail cost of this 20 CPE event is $1,900 per attendee.

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NAIC Cybersecurity Model Law Training

Presented the first week of each month.

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The retail cost of this 12 CPE event is $645 per attendee.

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Project Management

Presented Biweekly on Mondays - 4 CPEs

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The retail cost of this 4 CPE event is $240 per attendee.

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Project Management Excellence Training Event

Presented the last week of each month.

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The retail cost of this 20 CPE event is $1,200 per attendee.

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SSAE SOC Audits: Auditee - Auditor - Assessor Training

Presented ten times per year.

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The retail cost of this 20 CPE event is $1,900 per attendee.

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Understanding Cybersecurity

Presented Biweekly on Mondays at 10:00 a.m. Central Time - 2 CPEs

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The retail cost of this 2 CPE event is $120 per attendee.

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You can request any event for any day at any time with two attendees

The public events will be 4 hours on each day.

Starting on January 4, 2021 most events will start at 10:00 a.m. Central Time.

To give you a taste of our video capabilites one of our instructors, John Blackshire, has placed the following short video on YouTub entitled "Ten Principles of Cybersecurity":

- Ten Principles of Cybersecurity Video Presentation

Internal Controls for SOX and COSO Compliance

Classroom training on the best practices for internal control, including streamlined SOX compliance and the latest guidance from the SEC, PCAOB and COSO.

This one-day seminar is designed to provide a complete overview of an effective program for the creation of internal control over financial reporting (ICFR). Be trained on how an organization can create and maintain an internal control framework to comply with SOX or other similar regulations.

Hundreds of our seminar attendees have taken a top-down risk based approach to compliance which has produced results for management and been successfully assessed by their external auditors. Learn what the "Best Practices" concerning the use of COSO Princples to define ICFR. (8 Hours CPE)

Details On & Upcoming Training Dates for SOX Compliance Seminar

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Business Improvement - Restructuring & Turnaround

Full day of organized advice gathered from very experienced business turnaround consultants. This consulting session presents the factors you need to consider during the business turnaround process.

This one-day presentation is designed to provide an overview of an effective approach to leaving no stone un-turned during the execution of a business turnaround. Learn what turnaround consultants have devised and executed in corporate renewal programs.

While each business turnaround is unique there are established stages that each successful turnaround must go through. Our seminar attendees will hear a composite program that can be used to address management changes, situation analysis, action plan, business restructuring and a return to normalcy. Learn the "Best Practices" used in effective business turnarounds. (8 Hours CPE)

Details On & Upcoming Training Dates for Business Turnaround Seminar

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Best Practices - Information Technology (IT) Controls Seminar

Classroom training on the best practices for Information Technology (IT) governance, management, security, general controls and auditing.

This popular one-day seminar is designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with SOX or other similar regulations.

Our attendees learn that a top-down, risk based approach to IT compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the "Best Practices" of IT from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs. This seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE).

Details On & Upcoming Training Dates for IT General Controls Seminar

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Sarbanes-Oxley Compliance for the CPA External Auditor Seminar

Classroom training on the best practices for external auditors who have to comply with the PCAOB Auditing Standards.

This new one-day seminar is designed to provide the PCAOB registered auditing firm partners and professionals with an understanding of requirements within Auditing Standard 5. It moves you away from the audit programs established under Auditing Standard 2 to establishing audit activities that take the integrated audit approach.

Attendees learn the planning approach which will lead to a top-down, risk based integrated audit. Smaller public companies are now required to comply with the management assertion requirement of Section 404 of the Sarbanes-Oxley Act. Now, these companies will be subject to the auditor attestation requirement of Section 404 for their annual reports filed for fiscal years ended on or after December 15, 2009. This seminar is for audit partners and audit professionals who will be conducting these SOX audits. (8 Hours CPE).

Details On & Upcoming Training Dates for SOX for the CPA Seminar

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U.S. GAAP to IFRS Conversion � Preparing for the Change Seminar

The SEC's Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) by U.S. Issuers was published in the Federal Register on November 21, 2008.

The SEC is proposing a lengthy conversion period to allow companies to absorb the standards and avoid the difficulties experienced from the Sarbanes-Oxley Act compliance. Other Federal Regulars are now working on their conversion plans to regulations based on financial reporting under IFRS.

The one-day seminar will provide guidance and training to prepare for a smooth transition to IFRS. Changing to IFRS is not a revolution but a global standardization to move from a rules-based financial reporting standard to one that is principles-based. (6 Hours CPE)

Upcoming Training Dates for IFRS Conversion Seminar

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Leveraging SOX Compliance Workshop

Learn and create prototype documents necessary for a public company to work with their external auditor to comply with the SEC regulations and PCAOB's Audit Standard 5.

This timely, three-day workshop is designed for the non-accelerated filer that will have to fully comply with Section 404 in 2010. It will leverage the efforts of compliance managers, controllers, CFO�s and others who have to create the SOX documentation. This workshop will allow for the issuer compliance with Section 404 of SOX using the SEC Management Guidance. We will walk through how to comply using the guidance from COSO, SEC and PCAOB without breaking your budget. We have many non-profit and other organizations using this workshop to start a internal control program. (24 Hours CPE)

Details On & Upcoming Training Dates for this SOX Complinace Workshop

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NAIC Model Audit Rule Compliance Workshop

Learn how to comply using a cost effective methodology with the NAIC's Model Audit Rule requirements concerning internal controls over financial reporting.

This three-day workshop is focused on insurance organizations that will have to comply with the NAIC Model Audit Rule (MAR). It will leverage the efforts of compliance managers, controllers, CFO�s and others who have to create internal controls over financial reporting and governance under the NAIC Model Audit Rule. We will walk through how to comply using the knowledge we have acquired from numerous SOX engagements and Model Audit Rule projects. (24 Hours CPE)

Link to article providing summary of MAR Compliance

Details On & Upcoming Training Dates for this NAIC MAR Compliance Workshop

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OMB Circular A-123 and the Sarbanes-Oxley Act Seminar

A seminar about practical, cost-effective compliance with �Management�s Responsibility for Internal Control� for Federal Agencies with a comparison to the SOX Act requirements for Public Companies. We look closely at the risk assessment process and how to link it to the internal controls that mitigate the major risks.

This one-day seminar is designed for government accountants, auditors, section chiefs, directors, finance managers, attorneys, IT professionals and CPAs. Learn how agencies and public companies comply with the Office of Management and Budget (OMB) A-123 and the Sarbanes-Oxley Act without breaking the budget. We focus on the guidance provided by OMB, COSO, SEC and PCAOB. Improve your Agency operations by improving the quality of internal controls! (8 Hours CPE)

Details On & Upcoming Training Dates for OMB A-123 & SOX Seminar

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Managing Business Ethics Seminar

Ethics Training for CPA's and CFE's to meet their CPE requirements. Look at Ethics from the fraud examiner, investigator, auditor, accountant, attorney or business owner's prospective to prevent and detect and fraud.

This timely, one-half day training seminar is designed for CPA's, auditors, CFE's, controllers, finance managers, attorneys, IT professionals and department heads.

Ethics is the study of morality. "Ethics for the CPA" is concerned with business practices defining right and wrong. Ethical choice exists prior to the acceptance by any one individual. The professional should look at ethics not as a personal choice but a business construct. Ethical practices are a reflection on the right actions by the professional.

Details On & Upcoming Training Dates for CPA Ethics CPE Seminar

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Seminar Discounts & Pricing


Recent Issues Links


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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training



Testimonials


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List of All Seminars

Audit Awesomeness
Active Listening
Ask Better
Audit Committee
Audit Quality
Audit Sampling
Auditing Procure to Pay
Auditing Social Media
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Internal Audit Basics
Internal Audit Advanced
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Conflict Resolution
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics for CPAs
Forensic Accounting
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
ITGC Course
Knowing IT
Medicaid Cost Reporting
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Inspection Recap
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315-Overview
PCAOB AS 2315-Substantive
PCAOB AS 2315-Controls
PCAOB AS 2315-Dual
PCAOB AS 2501
PCAOB Tradecraft
Project Management
PMP 5 Day
Remote Auditing
Report Writing
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Talent Management
Understanding Cybersecurity
Using COSO
World Class ERM

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).