Information Technology Focused Events
Corporate Compliance Seminars presents auditor professional continuing education (CPE) seminars in the following areas:
Banking Industry Focused Events
COSO 2013 Framework Events
Cybersecurity & Information Technology Events
Internal Auditor Events
Insurance Industry Events
PCAOB Auditor Skills Events
We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB. We are your best source for quality compliance training workshops.
Cybersecurity & Information Technology Focused Events
We are providing the following training events using a virtual approach:
To give you a taste of our video capabilites one of our instructors, John Blackshire, has placed the following short video on YouTub entitled "Ten Principles of Cybersecurity":
- Ten Principles of Cybersecurity Video Presentation
Internal Controls for SOX and COSO Compliance
Classroom training on the best practices for internal control, including streamlined SOX
compliance and the latest guidance from the SEC, PCAOB and COSO.
This one-day seminar is designed to provide a complete overview of an effective program for the creation of internal control over financial reporting (ICFR). Be trained on how an organization can create and maintain an internal control framework to comply with SOX or other similar regulations.
Hundreds of our seminar attendees have taken a top-down risk based approach to compliance which has produced results for management and been successfully assessed by their external auditors. Learn what the "Best Practices" concerning the use of COSO Princples to define ICFR. (8 Hours CPE)
Details On & Upcoming Training Dates for SOX Compliance Seminar
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Business Improvement - Restructuring & Turnaround
Full day of organized advice gathered from very experienced business turnaround consultants. This consulting session presents the factors you need to consider during the business turnaround process.
This one-day presentation is designed to provide an overview of an effective approach to leaving no stone un-turned during the execution of a business turnaround. Learn what turnaround consultants have devised and executed in corporate renewal programs.
While each business turnaround is unique there are established stages that each successful turnaround must go through. Our seminar attendees will hear a composite program that can be used to address management changes, situation analysis, action plan, business restructuring and a return to normalcy. Learn the "Best Practices" used in effective business turnarounds. (8 Hours CPE)
Details On & Upcoming Training Dates for Business Turnaround Seminar
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Best Practices - Information Technology (IT) Controls Seminar
Classroom training on the best practices for Information Technology (IT) governance, management, security, general controls and auditing.
This popular one-day seminar is designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with SOX or other similar regulations.
Our attendees learn that a top-down, risk based approach to IT compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the "Best Practices" of IT from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs. This seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE).
Details On & Upcoming Training Dates for IT General Controls Seminar
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Sarbanes-Oxley Compliance for the CPA External Auditor Seminar
Classroom training on the best practices for external auditors who have to comply with the PCAOB Auditing Standards.
This new one-day seminar is designed to provide the PCAOB registered auditing firm partners and professionals with an understanding of requirements within Auditing Standard 5. It moves you away from the audit programs established under Auditing Standard 2 to establishing audit activities that take the integrated audit approach.
Attendees learn the planning approach which will lead to a top-down, risk based integrated audit. Smaller public companies are now required to comply with the management assertion requirement of Section 404 of the Sarbanes-Oxley Act. Now, these companies will be subject to the auditor attestation requirement of Section 404 for their annual reports filed for fiscal years ended on or after December 15, 2009. This seminar is for audit partners and audit professionals who will be conducting these SOX audits. (8 Hours CPE).
Details On & Upcoming Training Dates for SOX for the CPA Seminar
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U.S. GAAP to IFRS Conversion � Preparing for the Change Seminar
The SEC's Roadmap for the Potential Use of Financial Statements Prepared in Accordance
with International Financial Reporting Standards (IFRS) by U.S. Issuers was published in
the Federal Register on November 21, 2008.
The SEC is proposing a lengthy conversion period to allow companies to absorb the standards
and avoid the difficulties experienced from the Sarbanes-Oxley Act compliance. Other Federal
Regulars are now working on their conversion plans to regulations based on financial reporting
The one-day seminar will provide guidance and training to prepare for a smooth transition to IFRS. Changing to IFRS is not a revolution but a global standardization to move from a rules-based financial reporting standard to one that is principles-based. (6 Hours CPE)
Upcoming Training Dates for IFRS Conversion Seminar
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Leveraging SOX Compliance Workshop
Learn and create prototype documents necessary for a public company to work with their external auditor to comply with the SEC regulations and PCAOB's Audit Standard 5.
This timely, three-day workshop is designed for the non-accelerated filer that will have to fully comply with Section 404 in 2010. It will leverage the efforts of compliance managers, controllers, CFO�s and others who have to create the SOX documentation. This workshop will allow for the issuer compliance with Section 404 of SOX using the SEC Management Guidance. We will walk through how to comply using the guidance from COSO, SEC and PCAOB without breaking your budget. We have many non-profit and other organizations using this workshop to start a internal control program. (24 Hours CPE)
Details On & Upcoming Training Dates for this SOX Complinace Workshop
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NAIC Model Audit Rule Compliance Workshop
Learn how to comply using a cost effective methodology with the NAIC's Model Audit Rule requirements concerning internal controls over financial reporting.
This three-day workshop is focused on insurance organizations that will have to comply with the NAIC Model Audit Rule (MAR). It will leverage the efforts of compliance managers, controllers, CFO�s and others who have to create internal controls over financial reporting and governance under the NAIC Model Audit Rule. We will walk through how to comply using the knowledge we have acquired from numerous SOX engagements and Model Audit Rule projects. (24 Hours CPE)
Link to article providing summary of MAR Compliance
Details On & Upcoming Training Dates for this NAIC MAR Compliance Workshop
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OMB Circular A-123 and the Sarbanes-Oxley Act Seminar
A seminar about practical, cost-effective compliance with �Management�s Responsibility for Internal Control� for Federal Agencies with a comparison to the SOX Act requirements for Public Companies. We look closely at the risk assessment process and how to link it to the internal controls that mitigate the major risks.
This one-day seminar is designed for government accountants, auditors, section chiefs, directors, finance managers, attorneys, IT professionals and CPAs. Learn how agencies and public companies comply with the Office of Management and Budget (OMB) A-123 and the Sarbanes-Oxley Act without breaking the budget. We focus on the guidance provided by OMB, COSO, SEC and PCAOB. Improve your Agency operations by improving the quality of internal controls! (8 Hours CPE)
Details On & Upcoming Training Dates for OMB A-123 & SOX Seminar
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Managing Business Ethics Seminar
Ethics Training for CPA's and CFE's to meet their CPE requirements. Look at Ethics from the fraud examiner, investigator, auditor, accountant, attorney or business owner's prospective to prevent and detect and fraud.
This timely, one-half day training seminar is designed for CPA's, auditors, CFE's, controllers, finance managers, attorneys, IT professionals and department heads.
Ethics is the study of morality. "Ethics for the CPA" is concerned with business practices defining right and wrong. Ethical choice exists prior to the acceptance by any one individual. The professional should look at ethics not as a personal choice but a business construct. Ethical practices are a reflection on the right actions by the professional.
Details On & Upcoming Training Dates for CPA Ethics CPE Seminar
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