Corporate Compliance Seminars

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Corporate Compliance Seminars
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Internal Audit Focused Training Seminars

Overview
Audit 101
Audit 201
Audit 301
Audit Committee Seminar
Audit Committee Workshop
Audit Report Writing
Continuous Auditing
Frauditing
Project Management

 

Internal Control & CPA Focused Seminars

Overview
Ethics
FCPA
IC for SOX
IFRS Conversion
IT Controls 1 Day
NAIC MAR 3 Day
OMB A-123 1 Day
Project Management
SOX for CPA's
SOX 3 Day
 

Continuous Auditing & Monitoring

Upcoming Training
Highlights
Objectives
Agenda Issues
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Internal Audit Report Writing

Upcoming Training
Highlights
Objectives
Agenda Issues
Fees
 

Managing Business Ethics

Upcoming Training
Training Benefits
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The Instructors

John Blackshire
David Marshall
Clark Colvin
 

Business Partners

Infotech Global
The Accountware Group.
 



Continuous Auditing & Monitoring Seminars

Training on how to apply continuous auditing and monitoring approach to the appropriate transaction flows and other internal audit assignments. This internal audit approach provides more timely and ongoing assurance concerning detail controls operation.

Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This seminar focuses identifying what must be done to make effective use of information technology in support of continuous auditing.

This timely, one-day seminar is designed for internal audit management, compliance managers, controllers, CFO’s and others who have to create value within the internal audit function.

Cost of this training seminar is $695/Attendee. Each attendee will receive 8 hours of CPE credit. To reserve your space click on the Sign-up Now and fill out a registration form and use a Buy Now Button to pay the fees.

 Upcoming Continuous Auditing & Monitoring Seminars

City Date Timing
Basking Ridge, NJ February 9, 2012 8:30 to 5:00
Miami March 16, 2012 8:30 to 5:00
Seattle March 16, 2012 8:30 to 5:00
Albany, NY March 30, 2012 8:30 to 5:00
Hartford April 6, 2012 8:30 to 5:00

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of other topics being present. Our Seminar Cities by Week provides a guide to the locations during a calender week.

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Seminar Highlights

- Continuous Auditing Methodology Defined
- Best Practices in the Internal Audit Function
- Steps to implement a continuous auditing program
- Value of continuous auditing and monitoring
- Application to Sarbanes-Oxley testing
- Review of automated audit tools: IDEA, ACL, Approva, etc.

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Learning Objectives

- Attendees will understand the continuous auditing concepts
- Attendees will see how to improve interperiod controls monitoring
- Attendees will learn how to use an continuous auditing approach
- Attendees will improve cost effectiveness of their internal audit function

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Key Issues on the Agenda


Registration

Section 1 - Introduction and Background
- An Integrated Audit Approach
- Trends in the Internal Audit Industry
- What is Continuous Auditing (CA)?
- What is Continuous Monitoring (CM)?
- What is Continuous Assurance?
- What are the pros and cons?
- Is Continuous Auditing an Attainable Goal?
- Elimination of Audit Waste
- Hurdles to Implementing Continuous Auditing

Section 2 - Six Steps to Implementing a Continuous Audit
- Identifying High Risk Areas
- Setting Monitoring & Continuous Audit Rules
- Process Frequency
- Configuring Audit Parameters
- Follow Up
- Communication of Results
- Challenges and Other Considerations
- Examples

Section 3 - How does CA/CM support Audit?
- Development of Audit Plan
- Applications for Continuous Control Assessment
- Applications for Continuous Risk Assessment

Section 4 - The Effect of CA/CM on SOX Compliance
- Balancing the Audit Spectrum
- Decrease in Testing Phases

Section 5 - Review of Technology Providers
- IDEA
- ACL
- Approva
- Usage Examples

Section 6 - Going Forward

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Experts Providing Training Seminars

Corporate Compliance Seminars was founded by experts who enjoy researching and providing classroom training, workshops and consulting on internal controls, auditing, compliance and accounting related subjects. We focus on SOX, COSO, PCAOB, COBIT, GRC, risk management, IFRS and IIA Standards.

Corporate Compliance Seminars allows attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG)Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging educational training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Project Management Seminar

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Audit Committee Seminar

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Fraud Detection & Prevention Seminar

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Audit Committee Workshop

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Internal Audit 101

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Internal Audit 201

Upcoming Seminars
Highlights
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Internal Audit 301

Upcoming Seminars
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Business Improvement with Re-Structuring

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Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417 or by visiting the web site: www.nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).