Corporate Compliance Seminars

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Corporate Compliance Seminars
Improve Your Business by
Improving Your Internal Controls
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Internal Audit Focused Training Seminars

- Overview
- Continuous Auditing
- S.O.F.T. Audit
- Report Writing
- Audit 101
- Audit 201
- Audit 301

 

Internal Control & CPA Focused Seminars

- Overview
- SOX 1 Day
- IT Controls 1 Day
- SOX for CPA's
- SOX 3 Day
- NAIC MAR 3 Day
- OMB A-123 1 Day
- Ethics
- IFRS Conversion
 

The SOFT Audit

- Upcoming Training
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Continuous Auditing & Monitoring

- Upcoming Training
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Internal Audit Report Writing

- Upcoming Training
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Managing Business Ethics

- Upcoming Training
- Training Benefits
- Highlights
- Objectives
- Agenda Issues
- Fees
 

The Instructors

- John Blackshire
- David Marshall
- Clark Colvin
- Danny Goldberg
 

Business Partners

- Infotech Global
- The Accountware Grp.
 



Continuous Auditing & Monitoring Seminars

Training on how to apply continuous auditing and monitoring approach to the appropriate transaction flows and other internal audit assignments. This internal audit approach provides more timely and ongoing assurance concerning detail controls operation.

Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This seminar focuses identifying what must be done to make effective use of information technology in support of continuous auditing.

This timely, one-day seminar is designed for internal audit management, compliance managers, controllers, CFO’s and others who have to create value within the internal audit function.

Cost of this training seminar is $650/Attendee. Each attendee will receive 8 hours of CPE credit. To reserve your space click on the Sign-up Now and fill out a registration form and use a Buy Now Button to pay the fees.

 Upcoming Continuous Auditing & Monitoring Seminars

Refer to the Geographic Area Pages for details on seminar locations and listings of other topics in your area.

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Seminar Highlights

- Continuous Auditing Methodology Defined
- Best Practices in the Internal Audit Function
- Steps to implement a continuous auditing program
- Value of continuous auditing and monitoring
- Application to Sarbanes-Oxley testing
- Review of automated audit tools: IDEA, ACL, Approva, etc.

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Learning Objectives

- Attendees will understand the continuous auditing concepts
- Attendees will see how to improve interperiod controls monitoring
- Attendees will learn how to use an continuous auditing approach
- Attendees will improve cost effectiveness of their internal audit function

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Key Issues on the Agenda


Registration

Section 1 - Introduction and Background
- An Integrated Audit Approach
- Trends in the Internal Audit Industry
- What is Continuous Auditing (CA)?
- What is Continuous Monitoring (CM)?
- What is Continuous Assurance?
- What are the pros and cons?
- Is Continuous Auditing an Attainable Goal?
- Elimination of Audit Waste
- Hurdles to Implementing Continuous Auditing

Section 2 - Six Steps to Implementing a Continuous Audit
- Identifying High Risk Areas
- Setting Monitoring & Continuous Audit Rules
- Process Frequency
- Configuring Audit Parameters
- Follow Up
- Communication of Results
- Challenges and Other Considerations
- Examples

Section 3 - How does CA/CM support Audit?
- Development of Audit Plan
- Applications for Continuous Control Assessment
- Applications for Continuous Risk Assessment

Section 4 - The Effect of CA/CM on SOX Compliance
- Balancing the Audit Spectrum
- Decrease in Testing Phases

Section 5 - Review of Technology Providers
- IDEA
- ACL
- Approva
- Usage Examples

Section 6 - Going Forward

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ATTENDEE INFO

SIGN-UP NOW!


Lists of Seminars by:

- Geographic Area
- Price/CPE/Terms
- Prior Attendees
 

Custom Seminars

- Custom Training
We can provide custom training seminars at your company's location. Contact us for details.

Internal Audit 101

- Upcoming Seminars
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Internal Audit 201

- Upcoming Seminars
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Internal Audit 301

- Upcoming Seminars
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Business Improvement with Re-Structuring

- Upcoming Seminars
- Training Benefits
- Highlights
- Objectives
- Agenda Issues
- Fees
 

Testimonials


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Resources

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Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417 or by visiting the web site: www.nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).