Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars Corporate Compliance Seminars

Weekly Virtual Events Calendar


Auditor Tradecraft Skills Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SSAE SOC Audits
Understanding Cyber Risks

 

Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

PCAOB Auditor Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
2315 Dual-Purpose
PCAOB AS 2501

On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Periodic Multi-Day CPE Events

Internal Control Focused Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

PCAOB Tradecraft
Project Management
SSAE SOC Training

Cybersecurity Focused Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

Banking Industry Virtual Events
AML/BSA Basics
Banking Fraud Prevention
Compliance Failures
Employee Fraud at Banks
FinCEN's CDD Rule
Red Flags & High Risk AML
Identity Issues in Banking


PCAOB Auditor Focused Events Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
2315 Dual-Purpose
PCAOB AS 2501
SSAE SOC Training

Auditor Focused Events

Internal Control Focused Events

Information Technology Focused Events

Insurance Industry Focused Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.
 

Organizations Attending Seminars




Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUBO
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Banking Industry Skills Events

Red Flags and High-Risk AML Transactions - 2 CPEs



On selected Thursdays at 1:00 p.m. Central Time

Presented by Jim George

Find Next Event Now

Anti-money laundering (AML) policies and procedures are a hot topic, and an intensifying regulatory pain point, for financial institutions.

Properly managing high-risk transactions is a basic requirement in the banking industry. This event is focused on helping the bank to avoid reporting failures which can lead to sanctions. This event covers both the identification and the management aspects of high-risk transactions within the financial institution.

Much of the session we will discuss actual money laundering strategies and techniques. And for each, what are the Red Flags such activities should raise?

Missing "Red Flags" indicating money laundering can take place at your bank. The failure to file a SARs has potential regulatory ramifications. This event looks at money laundering detection from a very different point of view. Most bankers will go their entire careers without uncovering a case of money laundering. It is hard to be on the lookout for something you have never seen before.

The material in this valuable program is based on research, actual investigations, and 20 years in Miami banking. The instructor describes common laundering techniques and the Red Flags to look for.

This timely, two hour CPE training event is designed for the internal auditor, compliance professional and others who wish to improve their AML tradecraft skills.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
. The Instructor

The retail cost of this 2 CPE seminar is $120.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $230.00 (3) $325.00 (4) $410.00 (5) $510.00.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 2 CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Business Ethics
CPE Credits: 2, based on 50 minutes of instruction per hour

Testimonials:

View All Testimonials

Red Flags and High-Risk AML Transactions Events

May
24-28, 2021
Webinar Presentation
Thursday, May 27, 2020 1:00 p.m. - 3:00 p.m. Central Time
Confirmed Event

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......
June
21-25, 2021
Webinar Presentation
Thursday, June 24, 2020 1:00 p.m. - 3:00 p.m. Central Time
.....

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......

Red Flags and High-Risk AML Transactions

Public Presention on Thursdays in 2021

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The Event will start at 1:00 p.m. Central Time

The retail cost of this 2 CPE event is $120 per attendee.

The public event will be two hours long.

Virtual CPE Events by Date

Auditor CPE Events

Banking Industry CPE Events

COSO 2013 CPE Events

Cyber & ITGC CPE Events

Internal Control CPE Events

Insurance Industry CPE Events

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Seminar Highlights

Money laundering is one of the primary regulatory concerns for any financial institution.

This webinar will provide valuable assistance to all personnel with AML responsibilities in banks or other financial institutions:
. What is money laundering
. History of money laundering
. Red flags of structuring
. Red flags of micro-structuring
. Red flags of cuckoo smurfing
. How can allowing money laundering will affect the financial institution
. How to communicate with the BSA officer
. What are the Red Flags for Identity Theft
. Understanding money launderers' strategies and techniques

This webinar will teach the attendee how to spot money laundering from the branch perspective and from an overall compliance department perspective.

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Learning Objectives

. What is money laundering
. History of money laundering
. Red flags of structuring
. Red flags of micro-structuring
. Red flags of cuckoo smurfing
. How can allowing money laundering will affect the financial institution
. How to communicate with the BSA officer
. What are the Red Flags for Identity Theft

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Key Issues on the Agenda

. Requirements of the Bank Secrecy Act (and related areas of the USA PATRIOT Act)
. Know Your Customer (KYC) requirements
. Currency Transaction Reports (CTRs) requirements
. Suspicious Activity Reports (SARs) requirements
. New Customer Due Diligence requirements
. Steps are specifically required by the regulations
. Analytic engines
. Compliance Issues
. Current issues and problems
. AML and Fraud overlaps
. Adaptation by perpetrators
. False Positive Problem

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Jim George - The Instructor

Jim George will be the instructor, he has over thirty years of financial industry experience.

Jim brings a deep background in management and information technology consulting within the financial industry. His practice had an emphasis on fraud, anti-money laundering, identity issues, compliance and operational risks. He has presented thought leadership papers on banking and payments fraud, identity theft, and money laundering to local and international audiences. His many projects include fraud prevention controls, issue investigation, fraud detection and inplementation of banking systems.

Jim was an associate partner and principal at PriceWaterhouse-Coopers Consulting, IBM Consulting in Bank Risk and Compliance, and Andersen Consulting (now Accenture). He has also been SVP Operations for a Fortis-US division providing outsourcing services to the banking industry.

His work includes projects in fraud investigation, fraud prevention, identity issues, compliance, and AML (anti-money laundering). Jim's background also includes work in bank operations and payments strategy, reengineering, systems, and quality improvement.

Tradecraft

Tradecraft, within the internal and external auditing communities, refers to the techniques, methods and technologies used in modern financial and internal auditing and generally, as part of the activity of creating assurance.

Honing client interaction skills can significantly improve the effectiveness of audit engagements.

This includes general topics or techniques (interviewing, for example), or the specific techniques of an organization (the particular form of performance improvement (Lean Six Sigma), for example).

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Seminar Schedule

Experts Providing CPE Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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On-Site/Custom Seminars

On-site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling



Forensic & Investigative Accounting

Internal Auditor 101 Training Course


Internal Auditor 201 Training Course


Internal Auditor 301 Training Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Training Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Seminar


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Training Course


World Class ERM Training Course


Testimonials


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Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

List of All Seminars

Audit Awesomeness
Active Listening
Ask Better
Audit Committee
Audit Quality
Audit Sampling
Auditing Procure to Pay
Auditing Social Media
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Internal Audit Basics
Internal Audit Advanced
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Conflict Resolution
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics for CPAs
Forensic Accounting
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
ITGC Course
Knowing IT
Medicaid Cost Reporting
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Inspection Recap
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315-Overview
PCAOB AS 2315-Substantive
PCAOB AS 2315-Controls
PCAOB AS 2315-Dual
PCAOB AS 2501
PCAOB Tradecraft
Project Management
PMP 5 Day
Remote Auditing
Report Writing
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Talent Management
Understanding Cybersecurity
Using COSO
World Class ERM



 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).