Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Overview
Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Frauditing
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Three Day CPE Training Courses

I/A Basic Course
I/A Advanced Course
Green Book Academy
Using COSO Course
NAIC MAR Course
SSAE SOC Course

 


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
San Francisco, CA
San Jose, CA
Santa Monica, CA
Sarasota, FL
Schaumburg, I
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA


Best Practices: Audit Committee Seminar

This four hour CPE training seminar focuses on an overview of audit committee responsibilities and how to be an effective audit committee member. It will provide a basic understanding of best practices in each major fiduciary oversight area for audit committees.

If you are a director or member of an audit committee, or if you advise audit committees, this CPE program will help you understand the full impact of recent and pending legislation resulting from the economic crisis and what is expected of audit committees in the current environment.

The Audit Committee Seminar has been designed to meet the CPE education needs of senior officers, board and audit committee members and can be tailored for private presentation to your audit committee with industry examples. We have recently presented this program in the healthcare, banking, casino, retail, insurance and non-profit environments.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $345.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 4 hours of auditing CPE credit (YB).

The Public Company Accounting Oversight Board (PCAOB) has issued Auditing Standard No. 16 - Communications with Audit Committees. This changes the external auditor requirements concerning the documentation of their interaction with audit committees of SEC regulated firms. See our "Recent Issues Page" for further information on this new standard.

 Upcoming Best Practices: Audit Committee Training Seminars

City Date Timing

Irving, TX
Friday morning, November 10, 2017 -
Confirmed Presentation
8:45 to 12:30

Scottsdale, AZ
Wednesday morning, November 15, 2017 8:45 to 12:45
Woodland Hills, CA
Friday morning, December 15, 2017 -
Confirmed Presentation
8:45 to 12:30
Dulles, VA
Tuesday morning, January 9, 2018 8:45 to 12:30
Jersey City, NJ
Tuesday morning, January 16, 2018 8:45 to 12:30
Orlando, FL
Tuesday Morning, January 16, 2018 8:45 to 12:30
San Diego, CA
Friday morning, January 26, 2018 8:45 to 12:45

Scottsdale, AZ
Friday morning, January 26, 2018 8:45 to 12:45
Atlanta, GA
Tuesday morning, January 30, 2018 8:45 to 1:15
San Antonio, TX
Tuesday afternoon, February 13, 2018 1:15 to 4:45
San Diego, CA
Tuesday morning, February 20, 2018 8:45 to 1:15

Scottsdale, AZ
Tuesday afternoon, February 20, 2018 1:15 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

Refer to our Reference Material Page for a list of additional documents and websites for Audit Committee Members.

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Who should attend?

Organization directors, audit committee members, Presidents/CEOs, CFOs, lawyers, CPAs and other organization advisors are invited. They will take away valuable practical information and skills necessary to succeed in the current organization governance environment.

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Seminar Highlights

The purpose of this seminar is to provide each attendee with a high-level understanding of the Audit Committee's major fiduciary oversight and responsibilities concerning:


- Financial Closing and Reporting Process

- Risk Management Process

- Internal Control over Financial Reporting (ICFR)

- External Auditor Services

- External Accounting and Internal Audit Services

- Key Governance Controls

- Alternative Communication Controls

- Special Investigations

- Audit Committee Management and Reporting Responsibilities

Best Practices for the Audit Committee was developed from numerous sources of authoritiative information on the funciton. Please refer to the following webpage for a summary of these sources. Sources

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Learning Objectives

What you will hear at this seminar is:


- The most important recent developments for audit committees

- The governance role of the Audit Committee

- Effective oversight of Internal Control over Financial Reporting (ICFR)

- Effective oversight of the external auditor

- External Accounting and Internal Audit Services

- Key Governance Controls

- Alternative Communication Controls

- Special Investigations

- Audit Committee Management and Reporting Responsibilities

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Key Issues on the Agenda


Introduction

Section 1 - What defines an audit committee?
- What is an audit committee?
- Boards and sub-committees
- Audit committee charter
- Good corporate governance

Section 2 - The Influence of an Audit Committee
- Audit committee responsibilities
- Attributes of audit committee directors

Section 3 - Audit Committee Challenges
- The "Enron" approach
- Dependance on expertise and integrity
- Quality of auditor services
- Compliance programs

Section 4 - Risk, Fraud and Internal Control
- Does the organization have weak controls?
- Tone at the top
- What is internal control?
- COSO 2013
- Financial statement risk
- "Risk Management"

Section 5 - Impact of the Sarbanes-Oxley Act
- Sarbanes-Oxley Act
- Public Company Accounting Oversite Board (PCAOB)
- Management's certifications

Section 6 - Financial Statement Review
- Building knowledge
- "Materiality" and "Misstatements"
- Financial statement estimates

Section 7 - Managing the Relationship with Auditors
- PCAOB Auditing Standard # 16
- Management vs. auditor responsibilities
- Evaluating auditor capabilites
- Why require Internal Audit?
- What Should an Internal Auditor Do?

Section 8 - Compliance and Ethics
- Responsibilities for ethical behavior
- "Culture of Compliance"

Section 9 - Audit Committee Reports and Assessments
- Audit committee self-assessment

Section 10 - Going Forward
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Guidance for the Audit Committee Chair

We suggest that the Audit Committee Chair continuously monitor the effectiveness of the Audit Committee. Important areas of concentration for the Audit Committee Self-Assessments are:

Audit Committee Charter as part of Corporate Governance

Audit Committee Composition

Audit Committee Independence

Meetings and Attendance

Risk Management Assignments

Code of Conduct - Vendor Relationship Management

Reporting of Fraud and Illegal Acts - Whisleblower function

Financial Expert Oversight of F/S - SOX ICFR Oversight

Oversight of External Auditor - Sarbanes Oxley Issues

Oversight of Internal Auditor

Oversight of Self-Assessment

We offer Continuing Professional Education (CPE) credit courses, seminars, training workshops and update conferences for audit committees, internal auditors, corporate accountants, executives, information technology professionals, human resource professionals and external auditors.

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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

ATTENDEE INFO
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Seminar CPE Credits, Pricing and Discounts


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Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


SSAE SOC Audits


COSO 2013


Using COSO 3 Day


Continuous Auditing


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
Continuous Auditing
Cyber-Security
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@compliance-seminars.net) and/ or John Blackshire (479-200-4373; jblackshire@compliance-seminars.net).